Brandon L. Friedman
Professional summary
Brandon Lamm Friedman, who also goes by Brandon Friedman, is a registered financial professional currently at IA GLOBAL CAPITAL LLC located in New York City, New York.
Brandon is registered as a RR (Registered Representative) and started their career in finance in 2018. Brandon has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brandon Lamm Friedman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 30, 2024 - Present
IA GLOBAL CAPITAL LLC
Office #1: 101 Park Avenue 38th Floor, New York City, NY 10178April 5, 2022 - July 17, 2023
COWEN AND COMPANY
May 10, 2021 - March 31, 2022
BTIG, LLC
October 2, 2018 - May 13, 2021
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2024)
Exams
Series 79TO
Date: 8/6/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
IA GLOBAL CAPITAL LLC
CRD#: 129802 / SEC#: , 8-66255
Contact information
FINRA licenses (13 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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