VP
Vann H. Pitts
AMB WEALTH
Thomasville, GA 31792
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CRD#: 6982572
VP
Professional summary
Vann Hays Pitts is a registered financial advisor currently at AMB WEALTH, LLC located in Thomasville, Georgia and ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC located in Thomasville, Georgia.
Vann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Vann has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Licensed Insurance Agent: non-variable insurance / investment related; 1 hour monthly and during market trading hours; Start date: 10.04.2019 2) SEC Tournaments; non-investment-related; Directing travel baseball tournaments; Began 01/2021; Approx. 100 hours/year; 0 hours during trading hours 3) ITG Next; 115 N. Patterson St. Valdosta, GA 31601; non-investment related; Podcast host; Began 01/2021; Approx. 50 hours/year; 0 hours during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Vann Hays Pitts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2021 - Present
AMB WEALTH, LLC
Office #1: 135 South Madison Street, Thomasville, GA 31792RIA
CRD#: 113106
Thomasville, GA
Current
September 13, 2018 - Present
ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC
Office #1: 135 S Madison Street, Thomasville, GA 31792BD
CRD#: 142619
Thomasville, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AMB WEALTH, LLC
ALLEN & MOONEY INVESTMENT ADVISORS, LLC | HAWK STREET WEALTH | AMB WEALTH, LLC | ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC | ALLEN, MOONEY & BARNES INVESTMENT ADVISORS LLC | ALLEN MOONEY BARNES INVESTMENT ADVISORS | ALLEN & MOONEY INVESTMENTS, LLC
CRD#: 113106 / SEC#: 801-60350
RIA
Registered Investment Advisory firm - (6/13/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/28/2021)
RR
Georgia(8/12/2019)
IAR
Georgia(1/29/2021)
RR
Indiana(9/22/2022)
RR
Kentucky(7/21/2025)
RR
Maryland(9/22/2022)
IAR
Maryland(9/22/2022)
RR
Michigan(9/22/2022)
IAR
North Carolina(10/4/2022)
RR
Pennsylvania(9/22/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
AMB WEALTH, LLC
ALLEN & MOONEY INVESTMENT ADVISORS, LLC | HAWK STREET WEALTH | AMB WEALTH, LLC | ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC | ALLEN, MOONEY & BARNES INVESTMENT ADVISORS LLC | ALLEN MOONEY BARNES INVESTMENT ADVISORS | ALLEN & MOONEY INVESTMENTS, LLC
CRD#: 113106 / SEC#: 801-60350
RIA
Registered Investment Advisory firm - (6/13/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
135 South Madison Street, Thomasville, GA 31792
Mailing Address
P.o. Box 1116, Thomasville, GA 31799-1116
Phone number
(866) 277-1500
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 985 |
| AUM (Assets Under Management) | $ 1,010,736,265 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
