MS
Michael C. Shisler
SIGNAL SECURITIES
Fort Worth, TX 76102
Some features on this profile are disabled
CRD#: 6981484
MS
Professional summary
Michael Clark Shisler is a registered financial advisor currently at SIGNAL SECURITIES, INC. located in Fort Worth, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Michael has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LWS Transportation LLC - Freight Brokerage non-investment related Vice President Operations 10% ownership - 08/06 start date of business 160 hours per month during trading hours currently - In operations,take orders from customers, secure equipment to move loads, give directions, track movements of trucks and problem solve. Name of Organization/Company: Debbie Bunero CPA Is the business investment related? No Nature of the Business: Accounting, Bookkeeping, Tax Preparation and Tax Advisory Address of the Business: 401 Commerce St., Azle, Texas 76020 Position/Title: Tax Preparation/Bookkeeper Description of Duties: Prepare tax returns and perform bookkeeping tasks at the direction of the CPA Anticipated annual compensation from this activity: $20,000 to $25,000 to start Do you have a financial interest in the organization/company or have custody or control of the assets of the organization? No Approximate # of hours/month you devote to this outside activity during non-business hours: None Approximate # of hours/month you devote to this outside activity during business hours: 80 hours To your knowledge, is this organization/company a client of the Firm? Not to my knowledge If "Yes," detailed descriptions of the relationship between the two entities: N/A To your knowledge, will your affiliation with this activity raise or be perceived as a potential conflict of interest? Not to my knowledge Start Date 8/6/2025
CRS (Client Relationship Summary) - RIA
Click below to view Michael Clark Shisler's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Clark Shisler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2020 - Present
SIGNAL SECURITIES, INC.
Office #1: 700 Throckmorton Street, Fort Worth, TX 76102RIA
BD
CRD#: 15916
Fort Worth, TX
Current
April 4, 2019 - Present
SIGNAL SECURITIES, INC.
Office #1: 700 Throckmorton Street, Fort Worth, TX 76102RIA
BD
CRD#: 15916
Fort Worth, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SIGNAL SECURITIES, INC.
SIGNAL SECURITIES, INC.
CRD#: 15916 / SEC#: 801-63630, 8-32948
RIA
Registered Investment Advisory firm - SEC (11/4/2004 Approved)Arizona
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)California
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)Colorado
Registered Investment Advisory firm - SEC (12/12/2001 Cancelled)Louisiana
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)Michigan
Registered Investment Advisory firm - SEC (12/15/2004 Terminated)Missouri
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)Texas
Registered Investment Advisory firm - SEC (9/16/2005 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(8/17/2020)
IAR
Texas(8/27/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/4/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SIGNAL SECURITIES, INC.
SIGNAL SECURITIES, INC.
CRD#: 15916 / SEC#: 801-63630, 8-32948
RIA
Registered Investment Advisory firm - SEC (11/4/2004 Approved)Arizona
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)California
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)Colorado
Registered Investment Advisory firm - SEC (12/12/2001 Cancelled)Louisiana
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)Michigan
Registered Investment Advisory firm - SEC (12/15/2004 Terminated)Missouri
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)Texas
Registered Investment Advisory firm - SEC (9/16/2005 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
700 Throckmorton Street, Fort Worth, TX 76102
Mailing Address
700 Throckmorton Street, Fort Worth, TX 76102-5036
Phone number
(817) 877-4256
Established
Texas since 09/24/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
37
SEC notice filing (16 States and Territories)
FINRA licenses (45 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,832 |
| AUM (Assets Under Management) | $ 599,186,467 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
