DD
David Dick
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Edmond, OK 73034
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CRD#: 6980712
DD
Professional summary
David Dick II, who also goes by David Dick, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Edmond, Oklahoma and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Edmond, Oklahoma.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. David has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Dick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. D&R TAHLEQUAH, 20076 E Taylor Dr., Tahlequah OK 73034, United States, 07/10/2025, Rental Property, Real Estate, NIR, 1 HR/MO - 1 HR/MO TRADING 2. RED ROCK FAMILY FARMS, LLC, 410 N Magnolia St, Crescent OK 73034, United States, 01/01/2022, Owner, Agriculture, NIR, 2 HR/MO - 1 HR/MO TRADING 3. FRONTPOINT WEALTH MANAGEMENT, LLC, 30 E Campbell St. Ste 260, Edmond OK 73034, United States, 07/10/2025, Agent, Insurance/Benefits/Human Resources, NIR, 3 HR/MO - 3 HR/MO TRADING 4. FRONTPOINT CFO SERVICES, 410 N Magnolia St, Crescent OK 73028, United States, 01/01/2025, Owner, Consulting/Coaching, NIR, 5 HR/MO - 3 HR/MO TRADING 5. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 07/2025, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view David Dick II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 21, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 30 E Campbell St. Ste 260, Edmond, OK 73034RIA
CRD#: 134139
Edmond, OK
Current
July 21, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 30 E Campbell St. Ste 260, Edmond, OK 73034BD
CRD#: 39543
Edmond, OK
Past
June 14, 2024 - July 23, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
EDMOND, OK
Past
June 14, 2024 - July 23, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
EDMOND, OK
Past
September 2, 2020 - June 14, 2024
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
Edmond, OK
Past
September 2, 2020 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
EDMOND, OK
Past
January 11, 2019 - September 8, 2020
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
Edmond, OK
Past
August 13, 2018 - September 8, 2020
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
Edmond, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(7/21/2025)
RR
Connecticut(7/21/2025)
RR
Kansas(7/21/2025)
RR
Louisiana(7/21/2025)
RR
Massachusetts(7/21/2025)
RR
Montana(7/21/2025)
RR
Nevada(7/21/2025)
RR
Oklahoma(7/21/2025)
IAR
Oklahoma(7/21/2025)
RR
Pennsylvania(7/21/2025)
RR
Texas(7/21/2025)
IAR
Texas(7/21/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Edmond, OK 73034TRUST BUT VERIFY
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