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Michael Robert Cianciulli

CRD# 6980135·Registered 2018 - 2025
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Robert Cianciulli, who also goes by Mike Robert Cianciulli, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2018 - 2025. Michael had worked at 5 firms and has passed the SIE, Series 99 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Robert Cianciulli

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

PRAGMA LLC·CRD# 136453
BD
New York, NY
November 27, 2024 - December 16, 2025
LIQUIDITYEDGE, LLC·CRD# 174297
BD
New York, NY
December 2, 2020 - February 22, 2022
MARKETAXESS CORPORATION·CRD# 44542
BD
New York, NY
December 2, 2020 - June 22, 2026
VIRTU FINANCIAL CAPITAL MARKETS LLC·CRD# 45986
BD
New York, NY
January 15, 2019 - March 4, 2020
VIRTU AMERICAS LLC·CRD# 149823
BD
New York, NY
September 17, 2018 - June 9, 2020

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Current Firm

PL
PRAGMA LLC

PRAGMA LLC | PRAGMA SECURITIES LLC

CRD#: 136453 / SEC#: 8-67016
BD
Terminated by SEC on 02/14/2026

Contact Information

Established

New York since 02/03/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
MARKETAXESS HOLDINGS, INC.OWNER—
CIANCIULLI, MICHAEL ROBERTPRINCIPAL FINANCIAL OFFICER, FINOP6980135
MECHNER, DAVID ACEO5002127
PFEIFFER, KARL CURTISCHIEF BUSINESS OFFICER2406297
STEINFELD, RON EDWARDCHIEF COMPLIANCE OFFICER5747522

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 99 — Operations Professional Examination

Passed Sep 2018About the Series 99 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 2021About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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