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CB

Colin S. Brown

CMD GLOBAL PARTNERS
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 6979346
CB

Professional summary

Colin S Brown, who also goes by Colin Brown, is a registered financial professional currently at CMD GLOBAL PARTNERS, LLC located in Chicago, Illinois.

Colin is registered as a RR (Registered Representative) and started their career in finance in 2018. Colin has worked at 3 firms and has passed the Series 63, Series 82TO, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Colin Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Colin S Brown's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 30, 2020 - Present

CMD GLOBAL PARTNERS, LLC

Office #1: 123 N Wacker Dr Suite 1375, Chicago, IL 60606
BD
CRD#: 306063
Chicago, IL
Past

February 28, 2020 - October 21, 2020

STILLPOINT CAPITAL, LLC

BD
CRD#: 133146
TAMPA, FL
Past

July 30, 2018 - January 2, 2020

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(10/15/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 8/3/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 3/5/2024
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 7/30/2018
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CG
CMD GLOBAL PARTNERS, LLC
CMD GLOBAL ADVISORS, LLC | CMD GLOBAL PARTNERS, LLC

CRD#: 306063 / SEC#: , 8-70432

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
123 N Wacker Dr Suite 1375, Chicago, IL 60606
Mailing Address
123 N Wacker Dr Suite 1375, Chicago, IL 60606
Phone number
(312) 550-2666
Established
Delaware since 09/20/2019
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BARRY, CONOR NOELMANAGING DIRECTOR, MEMBER7296720
SALAMASICK, MARK CHRISTOPHERMANAGING DIRECTOR, MEMBER
ADAMS, JOHN CHARLESMANAGING DIRECTOR, MEMBER
GEORGE, SCOTT PETERMANAGING DIRECTOR, MEMBER
SHEA, THOMAS EDWARDCCO AND FINOP2299633

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CMD GLOBAL PARTNERS, LLC

CRD#: 306063Chicago, IL 60606

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