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DD

Dakota T. Ducar

HUDSON CAPITAL ADVISORS BD LLC
Scottsdale, AZ 85255
Some features on this profile are disabled
CRD#: 6979158
DD

Professional summary

Dakota Timothy Ducar, who also goes by Dakota Ducar, is a registered financial professional currently at HUDSON CAPITAL ADVISORS BD LLC located in Scottsdale, Arizona.

Dakota is registered as a RR (Registered Representative) and started their career in finance in 2020. Dakota has worked at 1 firm and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Dakota Ducar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dakota Timothy Ducar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 2, 2020 - Present

HUDSON CAPITAL ADVISORS BD LLC

Office #1: 20645 N. Pima Road Suite 110, Scottsdale, AZ 85255
BD
CRD#: 132424
Scottsdale, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/2/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 12/12/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 11/1/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/12/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/29/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

HC
HUDSON CAPITAL ADVISORS BD LLC
HUDSON CAPITAL ADVISORS BD LLC

CRD#: 132424 / SEC#: , 8-66595

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
100 Wilshire Boulevard, Suite 700, Santa Monica, CA 90401
Mailing Address
100 Wilshire Boulevard, Suite 700, Santa Monica, CA 90401
Phone number
(310) 486-2593
Established
Delaware since 12/04/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
RABEN, BRUCE IRAPRESIDENT, CEO, CCO704785
HENDERSON, STUART ROBERTFINOP1121476

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HUDSON CAPITAL ADVISORS BD LLC

CRD#: 132424Scottsdale, AZ 85255

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