BH
Bryan J. Halicki
ASPIRE CAPITAL ADVISORS LLC
Burnsville, MN 55337
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CRD#: 6978815
BH
Professional summary
Bryan James Halicki is a registered financial advisor currently at ASPIRE CAPITAL ADVISORS LLC located in Burnsville, Minnesota and M. S. HOWELLS & CO. located in Burnsville, Minnesota.
Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Bryan has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Aspire Capital Advisors LLC DBA Kirkland Financial; Investment-related- Yes; 690 Cleveland Ave S. Ste 105 St. Paul, MN 55116; Nature- Investment advisory; Position/Title- IAR; Start date- 6.30.23; Approximately 160 hrs per month; 160 hrs during trading hours; Description- Serve as a financial planner offering fee-based service 2.Rental Income; Investment-related-Yes; 3729 44th Ave S. Minneapolis, MN; Nature- Landlord; Position/title- Owner; Start date-10.21.20; 5 hours per month, 2 hours per trading hours; Description- serve as a landlord, conduct repairs, collect rent 3.Five to Nine Financial LLC; Investment-related- no; 690 Cleveland Ave S St. Paul Minnesota 55406; Nature- used to establish my bank account & business for general activities; Position/title- President; Start date- 5.1.19; Approximately 50 hours per month; Approximathlley 10 hours during trading hours 4.Toastmasters; Investment related- no; 360 Cleveland Ave S St. Paul, MN 55406; Nature/Title- Public speaker; Start date- 1.1.21; Approximately 4 hours per month; 4 hours during trading hours; Description-Learn and participate in a public speaking group to better communicate with people 5.Highland Capital Brokerage Insurance Sales; Investment-related- Yes; 360 Cleveland Ave S STE 105 St. Paul, Minnesota 55406; Title/ Nature- Insurance agent for term, F&I, UL, LTC, and Whole life; Approximately 15 hours per month, 15 hours during trading hours; Description- Sells of insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view Bryan James Halicki's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2023 - Present
ASPIRE CAPITAL ADVISORS LLC
Office #1: 2800 Cliff Road East Ste 100a, Burnsville, MN 55337RIA
CRD#: 298366
Burnsville, MN
Current
July 5, 2023 - Present
M. S. HOWELLS & CO.
Office #1: 2800 Cliff Road East Ste 100a, Burnsville, MN 55337BD
CRD#: 104100
Burnsville, MN
Past
September 29, 2021 - June 30, 2023
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
ST. PAUL, MN
Past
November 6, 2020 - June 30, 2023
ARBOR POINT ADVISORS
RIA
CRD#: 165127
ST. PAUL, MN
Past
November 6, 2020 - June 30, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
ST. PAUL, MN
Past
June 13, 2019 - November 6, 2020
KMS FINANCIAL SERVICES, INC.
RIA
CRD#: 3866
MINNEAPOLIS, MN
Past
June 13, 2019 - November 6, 2020
KMS FINANCIAL SERVICES, INC.
BD
CRD#: 3866
MINNEAPOLIS, MN
Past
December 19, 2018 - April 12, 2019
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
Sierra Vista, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ASPIRE CAPITAL ADVISORS LLC
AFG FINANCIAL | SOUND FINANCIAL INVESTMENTS, INC. | KIRKLAND FINANCIAL ADVISERS | ASPIRE CAPITAL ADVISORS, LLC | ASPIRE CAPITAL ADVISORS LLC
CRD#: 298366 / SEC#: 801-118452
RIA
Registered Investment Advisory firm - (4/16/2020 Approved)California
Registered Investment Advisory firm - (5/29/2020 Terminated)Texas
Registered Investment Advisory firm - (4/29/2020 Terminated)Washington
Registered Investment Advisory firm - (5/29/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2024)
RR
Arizona(1/4/2024)
RR
California(7/5/2023)
RR
Colorado(1/3/2024)
RR
Florida(1/3/2024)
RR
Hawaii(1/3/2024)
RR
Idaho(1/3/2024)
RR
Indiana(1/3/2024)
RR
Iowa(1/3/2024)
RR
Maryland(1/3/2024)
IAR
Minnesota(6/30/2023)
RR
Minnesota(7/5/2023)
RR
Missouri(1/3/2024)
RR
Nevada(1/3/2024)
RR
New Mexico(1/3/2024)
RR
New York(7/5/2023)
RR
Oregon(1/3/2024)
RR
South Dakota(1/3/2024)
RR
Texas(1/3/2024)
RR
Washington(7/5/2023)
RR
Wisconsin(1/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AC
ASPIRE CAPITAL ADVISORS LLC
AFG FINANCIAL | SOUND FINANCIAL INVESTMENTS, INC. | KIRKLAND FINANCIAL ADVISERS | ASPIRE CAPITAL ADVISORS, LLC | ASPIRE CAPITAL ADVISORS LLC
CRD#: 298366 / SEC#: 801-118452
RIA
Registered Investment Advisory firm - (4/16/2020 Approved)California
Registered Investment Advisory firm - (5/29/2020 Terminated)Texas
Registered Investment Advisory firm - (4/29/2020 Terminated)Washington
Registered Investment Advisory firm - (5/29/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1815 North 45th Street Suite 105, Seattle, WA 98103
Mailing Address
Phone number
(206) 939-5615
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,984 |
| AUM (Assets Under Management) | $ 1,007,298,969 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
