Mitchell Sanford

BRIDGEPORT FINANCIAL SOLUTIONS

Boxborough, MA 01719

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CRD#: 6978548

Professional summary

Mitchell Sanford is a registered financial advisor currently at BRIDGEPORT FINANCIAL SOLUTIONS located in Boxborough, Massachusetts.

Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Mitchell has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Sanford's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2024 - Present

BRIDGEPORT FINANCIAL SOLUTIONS

Office #1: 80 Central St., Ste. 150, Boxborough, MA 01719

RIA

CRD#: 325485

Boxborough, MA

Past

March 6, 2024 - December 31, 2025

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Boxborough, MA

Past

November 8, 2023 - July 15, 2024

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

BOXBOROUGH, MA

Past

February 18, 2021 - April 30, 2021

LPL FINANCIAL LLC

CRD#: 6413

AMHERST, NH

Past

August 6, 2018 - February 8, 2021

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

ANDOVER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIDGEPORT FINANCIAL SOLUTIONS

BRIDGEPORT | BRIDGEPORT FINANCIAL SOLUTIONS LLC | BRIDGEPORT FINANCIAL SOLUTIONS

CRD#: 325485 / SEC#: 801-127630

RIA

Registered Investment Advisory firm - (4/10/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/26/2024

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/22/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/8/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/6/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BRIDGEPORT FINANCIAL SOLUTIONS

BRIDGEPORT | BRIDGEPORT FINANCIAL SOLUTIONS LLC | BRIDGEPORT FINANCIAL SOLUTIONS

CRD#: 325485 / SEC#: 801-127630

RIA

Registered Investment Advisory firm - (4/10/2023 Approved)

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Contact information

Main Address

2700 N Central Ave Suite 1200, Phoenix, AZ 85004

Mailing Address

Phone number

(877) 411-2737

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRIDGEPORT WRAP BROCHURE (3/28/2025)

BRIDGEPORT ADV 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,572
AUM (Assets Under Management)	$ 484,508,230

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mitchell Sanford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Sanford's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

LPL FINANCIAL LLC

EMPOWER FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BRIDGEPORT FINANCIAL SOLUTIONS

State Registrations and Notice Filings

Exams

Series 66

Date: 2/26/2024

Series 63

Date: 8/22/2018

Series 7TO

Date: 11/8/2023

SIE

Date: 10/1/2018

Series 6

Date: 8/6/2018

Current Firm

BRIDGEPORT FINANCIAL SOLUTIONS

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIDGEPORT FINANCIAL SOLUTIONS

TRUST BUT VERIFY

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