Cal J. Lewellyn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cal Joseph Lewellyn, who also goes by Cal Lewellyn, was a registered financial professional .
Cal is a previously registered financial professional and started their career in finance in 2020. Cal had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2021 - February 14, 2022
ALTRUIST FINANCIAL LLC
November 5, 2020 - March 12, 2021
MML INVESTORS SERVICES, LLC
October 5, 2020 - March 12, 2021
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 10/4/2020
General Securities Representative ExaminationCurrent Firm
ALTRUIST FINANCIAL LLC
CRD#: 299274 / SEC#: , 8-70244
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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