David T. Kim

MATAURO

BROOKLYN, NY

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CRD#: 6976669

Professional summary

David Tae Hyun Kim, who also goes by David Kim, is a registered financial advisor currently at MATAURO, LLC located in Brooklyn, New York and THE LEADERS GROUP, INC. located in Summit, New Jersey.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. David has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Kim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) CRUMP - 9/1/24 - 1325 Avenue of the Americas, 27th Floor, New York, NY 10019 - Contracted, Use for fixed insurance products, Not Invt Rel, Insurance business, 10 hrs/mo; 10 hrs/mo (during trading hours). 2.) MATAURO LLC - 9/1/24 - 1325 Avenue of the Americas, 27th Floor, New York, NY 10019, Advisor, Financial planning, tax strategy, investment mgmt, Invt Rel, Financial Advisory Business, , 140 hrs/mo; 100 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Tae Hyun Kim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2024 - Present

MATAURO, LLC

RIA

CRD#: 333038

BROOKLYN, NY

Current

February 6, 2025 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

September 20, 2024 - December 2, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

New York, NY

Past

December 14, 2018 - September 30, 2024

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NEW YORK, NY

Past

August 24, 2018 - September 30, 2024

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MATAURO, LLC

CRD#: 333038 / SEC#: 801-131187

RIA

Registered Investment Advisory firm - (9/24/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/6/2025)

Colorado
(2/6/2025)

New Jersey
(2/6/2025)

IAR

New York
(9/27/2024)

New York
(2/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/12/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/24/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MATAURO, LLC

CRD#: 333038 / SEC#: 801-131187

RIA

Registered Investment Advisory firm - (9/24/2024 Approved)

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Contact information

Main Address

1325 Avenue Of The Americas, New York, NY 10019

Mailing Address

Phone number

(845) 273-6211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MATAURO ADV PART 2A (4/2/2025)

Regulatory assets under management

Total Number of Accounts	1,185
AUM (Assets Under Management)	$ 703,091,658

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David T. Kim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Tae Hyun Kim's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

PURSHE KAPLAN STERLING INVESTMENTS

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

MATAURO, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/12/2018

SIE

Date: 10/1/2018

Series 7

Date: 8/24/2018

FINRA

Current Firm

MATAURO, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MATAURO, LLC

TRUST BUT VERIFY

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