Elizabeth R. Wolf
Professional summary
Elizabeth R Wolf, who also goes by Elizabeth Ruth Wolf, Elizabeth Wolf, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Stamford, Connecticut and SANFORD C. BERNSTEIN & CO., LLC located in Stamford, Connecticut.
Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Elizabeth has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth R Wolf's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2022 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 290 Harbor Drive 4th Floor, Stamford, CT 06902May 19, 2022 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 290 Harbor Drive 2nd Floor, Stamford, CT 06902May 20, 2021 - April 13, 2022
MORGAN STANLEY
May 5, 2021 - April 13, 2022
MORGAN STANLEY
October 26, 2018 - April 14, 2021
SANFORD C. BERNSTEIN & CO., LLC
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2022)
(6/30/2022)
(6/30/2022)
(5/19/2022)
(5/19/2022)
(4/25/2023)
(7/26/2022)
(8/1/2022)
(7/20/2022)
(7/27/2022)
(6/30/2022)
(7/23/2025)
(11/15/2023)
(7/7/2022)
(4/25/2023)
(7/7/2022)
(6/28/2022)
(2/22/2024)
(1/28/2025)
(1/28/2025)
(1/28/2025)
(4/28/2023)
(6/28/2022)
(1/28/2025)
(5/19/2022)
(5/19/2022)
(6/30/2022)
(7/7/2022)
(9/3/2025)
(7/7/2022)
(7/7/2022)
(1/28/2025)
(7/7/2022)
(9/1/2022)
(10/8/2023)
(7/13/2022)
(6/30/2022)
(7/7/2022)
(1/28/2025)
Exams
Series 7TO
Date: 10/26/2018
General Securities Representative ExaminationFINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
