TP
Thomas E. Parker
GRANDVIEW ASSET MANAGEMENT LLC
Harrisburg, PA 17112
Some features on this profile are disabled
CRD#: 6975340
TP
Professional summary
Thomas E Parker is a registered financial advisor currently at GRANDVIEW ASSET MANAGEMENT LLC located in Harrisburg, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Harrisburg, Pennsylvania.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Thomas has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
A1. Grandview Asset Management LLC 2. Yes 3. 4200 CRUMS MILL ROAD 2nd Floor Harrisburg, PA 17112 4. RIA 5. Associate Advisor 6. Associate Advisor 7. 8/2022 8. 160-175 9. 160-175 10. Associate Advisor. B1. Simplicity Group Holdings 2. Yes 3. 3180 Mathieson Dr. NE Unit 910, Atlanta GA 30305 4. Registered Representative/Insurance Agent 5. 2/3/2023 6. Manage/Monitor Client Annuity Contracts C1. TruChoice Financial Group 2. Yes 3. 400 Hwy 169 South Suite 200 Minneapolis MN 55426 4. Registered Representative/Insurance Agent 5. 2/16/2023 6. Manage/Monito Client Annuity Contracts D1. Ash Brokerage 2. No 3. 888 S. Harrison St. Suite 900 Fort Wayne IN 46802 4. Registered Representative/Insurance Agent 5. 2/20/2024 6. Manage/Monitor Client Insurance Contracts E1. Crump Life Insurance 2. No 3. 4135 North Front Street Harrisburg PA 17110 4. Registered Representative/Insurance Agent 5. 5/12/2023 6. Manage/Monitor Client Insurance Contracts F1. Impact Partnership 2. Yes 3. 1688 White Circle NW, Marietta, GA 30066 4. Registered Representative/Insurance Agent 5. 2/9/2023 6. Manage/Monitor Client Insurance Contracts
CRS (Client Relationship Summary) - RIA
Click below to view Thomas E Parker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 2024 - Present
GRANDVIEW ASSET MANAGEMENT LLC
Office #1: 4200 Crums Mill Road Floor 2, Harrisburg, PA 17112RIA
CRD#: 172357
Harrisburg, PA
Current
December 5, 2022 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 4200 Crums Mill Road 2nd Floor, Harrisburg, PA 17112BD
CRD#: 35747
Harrisburg, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
GRANDVIEW ASSET MANAGEMENT LLC
BRI INVESTING | SPECIAL PLANNING | GRANDVIEW ASSET MANAGEMENT LLC
CRD#: 172357 / SEC#: 801-108096
RIA
Registered Investment Advisory firm - (7/11/2016 Approved)Pennsylvania
Registered Investment Advisory firm - (7/14/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/23/2023)
RR
Delaware(1/23/2023)
RR
Florida(1/23/2023)
RR
Georgia(1/23/2023)
RR
Maryland(2/1/2023)
RR
Massachusetts(1/23/2023)
RR
Missouri(1/23/2023)
RR
New Jersey(1/23/2023)
RR
North Carolina(1/23/2023)
RR
Pennsylvania(1/13/2023)
IAR
Pennsylvania(4/28/2024)
RR
Virginia(1/23/2023)
RR
Washington(2/23/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 12/5/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GA
GRANDVIEW ASSET MANAGEMENT LLC
BRI INVESTING | SPECIAL PLANNING | GRANDVIEW ASSET MANAGEMENT LLC
CRD#: 172357 / SEC#: 801-108096
RIA
Registered Investment Advisory firm - (7/11/2016 Approved)Pennsylvania
Registered Investment Advisory firm - (7/14/2016 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4200 Crums Mill Road Floor 2, Harrisburg, PA 17112
Mailing Address
Phone number
(717) 541-1000
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,321 |
| AUM (Assets Under Management) | $ 339,960,044 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
