Dylan Steven Graf
Professional Summary
Dylan Steven Graf is a registered financial advisor currently at CUATRO CAPITAL SECURITIES LLC located in Austin, Texas. Dylan is registered as a RR (Registered Representative) and started their career in finance in 2022. Dylan has worked at 3 firms and has passed the Series 63, Series 82TO, Series 7TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
5 years in the financial services industry
Current & Past Employments
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Current Firm
CUATRO CAPITAL SECURITIES LLC
Contact Information
Main Address
1959 Calle Loiza, San Juan, PR 00911Mailing Address
1959 Calle Loiza Suite 203, San Juan, PR 00911Phone Number
(914) 361-9343Established
Puerto Rico since 03/29/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (21 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NUEDA VIDA VENTURES LLC | PARENT COMPANY | — |
| CUATRO CAPITAL HOLDINGS LLC | DIRECT OWNER | — |
| BEATON, DANIEL STEWART | FINOP, POO, PFO | 4240769 |
| BELEW, CHRISTOPHER MICHAEL | CHIEF EXECUTIVE OFFICER | 6961894 |
| HOLMAN, JOHN MICHAEL | CHIEF COMPLIANCE OFFICER | 1858866 |
| LAMARI, ANDREA MARIE | MANAGING PARTNER | 6359352 |
| TRINH, MICHAEL | PRESIDENT | 7014640 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/8/2025)
(4/8/2025)
(4/25/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Dec 2023About the Series 82TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Dylan Steven Graf's CRS (Customer Relationship Summary).
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