Victoria Pena
Professional summary
Victoria Pena, who also goes by VIctoria Raps, is a registered financial professional currently at TRINITY WEALTH SECURITIES, L.L.C. located in Atlanta, Georgia.
Victoria is registered as a RR (Registered Representative) and started their career in finance in 2019. Victoria has worked at 1 firm and has passed the Series 99TO, Series 6TO, SIE and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Victoria Pena's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2019 - Present
TRINITY WEALTH SECURITIES, L.L.C.
Office #1: 550 Pharr Road Suite 400, Atlanta, GA 30305State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2019)
Exams
Series 99TO
Date: 8/27/2025
Operations Professional ExaminationSeries 6TO
Date: 10/1/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
TRINITY WEALTH SECURITIES, L.L.C.
CRD#: 104348 / SEC#: , 8-52801
Contact information
FINRA licenses (45 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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