Victoria Pena
Professional Summary
Victoria Pena, who also goes by VIctoria Raps, is a registered financial advisor currently at TRINITY WEALTH SECURITIES, L.L.C. located in Atlanta, Georgia. Victoria is registered as a RR (Registered Representative) and started their career in finance in 2019. Victoria has worked at 1 firm and has passed the Series 99TO, Series 6TO, SIE and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Victoria Raps
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
7 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
TRINITY WEALTH SECURITIES, L.L.C.
Contact Information
Main Address
6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634Mailing Address
6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634Phone Number
(813) 333-1056Established
Missouri since 06/12/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/1/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2019About the Series 6TO examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed May 2020About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Victoria Pena's CRS (Customer Relationship Summary).
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