Oluwafemi J. Otitoju

SAMUEL A. RAMIREZ & COMPANY

NEW YORK, NY 10022

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CRD#: 6973092

Professional summary

Oluwafemi Julius Otitoju, who also goes by Femi Otitoju, is a registered financial professional currently at SAMUEL A. RAMIREZ & COMPANY, INC. located in New York, New York.

Oluwafemi is registered as a RR (Registered Representative) and started their career in finance in 2018. Oluwafemi has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Femi Otitoju

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Oluwafemi Julius Otitoju's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2024 - Present

SAMUEL A. RAMIREZ & COMPANY, INC.

Office #1: 14 East 52nd Street, New York, NY 10022

CRD#: 6963

NEW YORK, NY

Past

September 14, 2021 - June 17, 2024

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

June 25, 2018 - June 8, 2020

SIEBERT WILLIAMS SHANK & CO., LLC

CRD#: 42568

WASHINGTON, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(12/2/2024)

Delaware
(12/2/2024)

District of Columbia
(12/2/2024)

Illinois
(12/2/2024)

Indiana
(12/2/2024)

Iowa
(12/2/2024)

Maine
(12/2/2024)

Maryland
(12/2/2024)

Massachusetts
(12/2/2024)

Michigan
(12/2/2024)

New Hampshire
(12/2/2024)

New Jersey
(12/2/2024)

New York
(12/2/2024)

Ohio
(12/2/2024)

Pennsylvania
(12/2/2024)

Rhode Island
(12/2/2024)

Vermont
(12/2/2024)

Wisconsin
(12/2/2024)

Exams

State Security Law Exam

Series 63

Date: 7/6/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 2/7/2022

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 52

Date: 6/25/2018

Municipal Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SAMUEL A. RAMIREZ & COMPANY, INC.

CRD#: 6963 / SEC#: , 8-19014

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

14 East 52nd Street, New York, NY 10022

Mailing Address

14 East 52nd Street, New York, NY 10022

Phone number

(212) 248-0500

Established

New York since 12/31/1971

Firm type

Corporation

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SAR HOLDINGS, INC.	HOLDING COMPANY
GOLDMAN, LAWRENCE F	MANAGING DIRECTOR	1134640
KICK, MICHAEL J	SR. VP/ CFO/ FIN OP	4480676
KOFFER, JOSEPH	CHIEF COMPLIANCE OFFICER	6043686
MAZZARO, VINCENT ANTHONY	COO	2665339
PERROTTA, THOMAS	MANAGING DIRECTOR	1864851
RAMIREZ, SAMUEL ALFRED	PRESIDENT & DIRECTOR/SECRETARY	827095
RAMIREZ,, SAMUEL ALFRED JR	MANAGING DIRECTOR	2261054

Disclosures

Regulatory Event	6
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Oluwafemi J. Otitoju

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Oluwafemi Julius Otitoju's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAMUEL A. RAMIREZ & COMPANY, INC.

MORGAN STANLEY & CO. LLC

SIEBERT WILLIAMS SHANK & CO., LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/6/2018

Series 79TO

Date: 2/7/2022

SIE

Date: 10/1/2018

Series 52

Date: 6/25/2018

FINRA

Current Firm

SAMUEL A. RAMIREZ & COMPANY, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SAMUEL A. RAMIREZ & COMPANY, INC.

TRUST BUT VERIFY

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