Jack Oshea
Professional summary
Jack Oshea, who also goes by Jack Francis Oshea, is a registered financial professional currently at TRANSAMERICA CAPITAL, LLC located in Denver, Colorado.
Jack is registered as a RR (Registered Representative) and started their career in finance in 2020. Jack has worked at 4 firms and has passed the Series 66, Series 6TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jack Oshea's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2025 - Present
TRANSAMERICA CAPITAL, LLC
Office #1: 1801 California St Suite 5200, Denver, CO 80202August 3, 2021 - April 25, 2025
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
July 14, 2021 - April 25, 2025
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
November 11, 2020 - June 29, 2021
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/21/2025)
(4/21/2025)
(4/21/2025)
(4/21/2025)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 11/11/2020
General Securities Representative ExaminationFINRA
Current Firm
TRANSAMERICA CAPITAL, LLC
CRD#: 8217 / SEC#: , 8-24829
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AUSA HOLDING, LLC | PARENT | |
| ACKERMAN, TIMOTHY LEON | DIRECTOR | 2311523 |
| BEITZEL, BRIAN | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | 6183770 |
| CARNEY, ROBERT DONALD | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 6747924 |
| HALLORAN, MARK FRANCIS | DIRECTOR | 1128889 |
| HELLERMAN, DOUGLAS | CHIEF COMPLIANCE OFFICER | 4696681 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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