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JO

Jack Oshea

VOYA INVESTMENT MANAGEMENT CO.
Stamford, CT
Some features on this profile are disabled
CRD#: 6972927
JO

Professional summary

Jack Oshea, who also goes by Jack Francis Oshea, is a registered financial advisor currently at VOYA INVESTMENT MANAGEMENT CO. LLC located in Stamford, Connecticut and VOYA INVESTMENTS DISTRIBUTOR, LLC located in Pembroke, Massachusetts.

Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Jack has worked at 6 firms and has passed the Series 66, Series 6TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jack Francis Oshea

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Oshea's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 10, 2026 - Present

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA
CRD#: 106494
Stamford, CT
Current

March 10, 2026 - Present

VOYA INVESTMENTS DISTRIBUTOR, LLC

BD
CRD#: 37886
Pembroke, MA
Past

April 21, 2025 - February 18, 2026

TRANSAMERICA CAPITAL, LLC

BD
CRD#: 8217
DENVER, CO
Past

August 3, 2021 - April 25, 2025

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA
CRD#: 108257
BOSTON, MA
Past

July 14, 2021 - April 25, 2025

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 840
BOSTON, MA
Past

November 11, 2020 - June 29, 2021

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Forest Hills, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VOYA INVESTMENT MANAGEMENT CO. LLC
AELTUS INVESTMENT MANAGEMENT INC | VOYA U. S. INVESTMENT MANAGEMENT | VOYA INVESTMENT MANAGEMENT CO. LLC | VOYA INVESTMENT MANAGEMENT AMERICAS | VOYA INVESTMENT MANAGEMENT | ING INVESTMENT MANAGEMENT CO. LLC | ING INVESTMENT MANAGEMENT CO. | ING ALTERNATIVE ASSETS | FSIP LLC

CRD#: 106494 / SEC#: 801-9046

RIA
Registered Investment Advisory firm - (1/7/1973 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/10/2026)
RR
Alaska
(3/10/2026)
IAR
Alaska
(3/19/2026)
RR
Arizona
(3/10/2026)
IAR
Arizona
(3/18/2026)
RR
Arkansas
(3/10/2026)
RR
California
(3/10/2026)
RR
Colorado
(3/10/2026)
RR
Connecticut
(3/10/2026)
IAR
Connecticut
(3/10/2026)
RR
Delaware
(3/10/2026)
IAR
Delaware
(3/10/2026)
RR
District of Columbia
(3/10/2026)
RR
Florida
(3/10/2026)
RR
Georgia
(3/10/2026)
IAR
Georgia
(3/11/2026)
RR
Hawaii
(3/10/2026)
RR
Idaho
(3/10/2026)
RR
Illinois
(3/10/2026)
IAR
Illinois
(3/12/2026)
RR
Indiana
(3/10/2026)
RR
Iowa
(3/10/2026)
RR
Kansas
(3/10/2026)
RR
Kentucky
(3/10/2026)
IAR
Kentucky
(3/11/2026)
RR
Louisiana
(3/10/2026)
IAR
Louisiana
(3/11/2026)
RR
Maine
(3/10/2026)
IAR
Maine
(3/11/2026)
RR
Maryland
(3/10/2026)
RR
Massachusetts
(3/10/2026)
RR
Michigan
(3/10/2026)
RR
Minnesota
(3/10/2026)
RR
Mississippi
(3/10/2026)
RR
Missouri
(3/10/2026)
RR
Montana
(3/10/2026)
RR
Nebraska
(3/10/2026)
RR
Nevada
(3/10/2026)
RR
New Hampshire
(3/10/2026)
RR
New Jersey
(3/10/2026)
RR
New Mexico
(3/10/2026)
IAR
New Mexico
(3/11/2026)
RR
New York
(3/10/2026)
IAR
New York
(3/10/2026)
RR
North Carolina
(3/10/2026)
RR
North Dakota
(3/10/2026)
IAR
North Dakota
(3/17/2026)
RR
Ohio
(3/11/2026)
RR
Oklahoma
(3/10/2026)
IAR
Oklahoma
(3/11/2026)
RR
Oregon
(3/10/2026)
RR
Pennsylvania
(3/10/2026)
RR
Puerto Rico
(3/10/2026)
RR
Rhode Island
(3/10/2026)
IAR
Rhode Island
(3/11/2026)
RR
South Carolina
(3/10/2026)
IAR
South Carolina
(3/16/2026)
RR
South Dakota
(3/10/2026)
RR
Tennessee
(3/10/2026)
RR
Texas
(3/10/2026)
IAR
Texas
(3/11/2026)
RR
Utah
(3/10/2026)
RR
Vermont
(3/10/2026)
RR
Virgin Islands
(3/10/2026)
RR
Virginia
(3/10/2026)
IAR
Virginia
(3/12/2026)
RR
Washington
(3/10/2026)
RR
West Virginia
(3/10/2026)
RR
Wisconsin
(3/10/2026)
RR
Wyoming
(3/10/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/18/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/11/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/27/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

VI
VOYA INVESTMENT MANAGEMENT CO. LLC
AELTUS INVESTMENT MANAGEMENT INC | VOYA U. S. INVESTMENT MANAGEMENT | VOYA INVESTMENT MANAGEMENT CO. LLC | VOYA INVESTMENT MANAGEMENT AMERICAS | VOYA INVESTMENT MANAGEMENT | ING INVESTMENT MANAGEMENT CO. LLC | ING INVESTMENT MANAGEMENT CO. | ING ALTERNATIVE ASSETS | FSIP LLC

CRD#: 106494 / SEC#: 801-9046

RIA
Registered Investment Advisory firm - (1/7/1973 Approved)
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Contact information

Main Address
200 Park Avenue, New York, NY 10166
Mailing Address
Phone number
(212) 309-8200
Established
Firm type
Fiscal year end
# of Employees
880

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VOYA INVESTMENT MANAGEMENT CO. LLC FORM ADV PART 2A 8.4.25 (8/5/2025)

Regulatory assets under management

Total Number of Accounts2,261
AUM (Assets Under Management)$ 253,808,191,665

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/05/2025
Cover Page
Report
11/26/2024
Cover Page
Report
10/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VOYA INVESTMENT MANAGEMENT CO. LLC

CRD#: 106494Stamford, CT

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