MS
Michael K. Sutters
PHOENIX IB
Chadds Ford, PA 19317
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CRD#: 6972896
MS
Professional summary
Michael Keith Sutters is a registered financial professional currently at PHOENIX IB located in Chadds Ford, Pennsylvania.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2019. Michael has worked at 1 firm and has passed the Series 28 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Keith Sutters's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 25, 2019 - Present
PHOENIX IB
Office #1: 110 Commons Court, Chadds Ford, PA 19317BD
CRD#: 132710
Chadds Ford, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
Principal/Supervisory Exam
RR
Series 28
Date: 10/25/2019
Introducing Broker/Dealer Financial Operations Principal ExaminationSRO Registrations
RR
FINRA
Current Firm
PI
PHOENIX IB
OCEAN TOMO INVESTMENTS | PM SECURITIES, LLC DBA PHOENIX CAPITAL RESOURCES | PM SECURITIES, LLC | PHOENIX IB | PHOENIX CAPITAL RESOURCES
CRD#: 132710 / SEC#: , 8-66628
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
110 Commons Court, Chadds Ford, PA 19317
Mailing Address
110 Commons Court, Chadds Ford, PA 19317
Phone number
(610) 358-4700
Established
Delaware since 07/07/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (5 States and Territories)
Documents
Red Flags
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