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GB

Garrett Brinneman

PETRIE PARTNERS SECURITIES
HOUSTON, TX 77002
Some features on this profile are disabled
CRD#: 6972701
GB

Professional summary

Garrett Brinneman is a registered financial professional currently at PETRIE PARTNERS SECURITIES, LLC located in Houston, Texas.

Garrett is registered as a RR (Registered Representative) and started their career in finance in 2021. Garrett has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Garrett Brinneman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 28, 2025 - Present

PETRIE PARTNERS SECURITIES, LLC

Office #1: 600 Travis Street, Suite 7400, Houston, TX 77002
BD
CRD#: 131783
HOUSTON, TX
Past

October 20, 2021 - May 7, 2025

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(4/28/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/29/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 10/19/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/17/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PP
PETRIE PARTNERS SECURITIES, LLC
FORT DEARBORN CAPITAL ADVISORS, LLC | WESTMOOR CAPITAL ADVISORS, LLC | STRATEGIC ENERGY SECURITIES, LLC | PETRIE PARTNERS SECURITIES, LLC | LUOPAN CAPITAL LLC

CRD#: 131783 / SEC#: , 8-66503

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1144 15th Street, Suite 3900, Denver, CO 80202
Mailing Address
1144 15th Street, Suite 3900, Denver, CO 80202
Phone number
(303) 953-6768
Established
Delaware since 08/17/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PETRIE PARTNERS, LLCMANAGING MEMBER, OWNER
BOCK, MICHAEL ERICMANAGING DIRECTOR & CCO2454381
CROSBY-BROWN, LAURA MAYFINOP1545513
HUGHES, JON CUSTERMANAGING DIRECTOR2152626

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PETRIE PARTNERS SECURITIES, LLC

CRD#: 131783Houston, TX 77002

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