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JH

Jon Custer Hughes

PETRIE PARTNERS SECURITIES
DENVER, CO
·CRD# 2152626·35 years experience

Professional Summary

Jon Custer Hughes, who also goes by Jon C Hughes, Jon Custer Hughes, is a registered financial advisor currently at PETRIE PARTNERS SECURITIES, LLC located in Denver, Colorado. Jon is registered as a RR (Registered Representative) and started their career in finance in 1991. Jon has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jon C Hughes, Jon Custer Hughes

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

PETRIE PARTNERS SECURITIES, LLC·CRD# 131783
BD
1. 1144 15th Street, Suite 3900, Denver, CO 802022. 600 Travis Street, Suite 7400, Houston, TX 77002
May 9, 2012 - Present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Denver, CO
February 22, 2007 - June 21, 2011
ML PETRIE PARKMAN CO., INC.·CRD# 25894
BD
Houston, TX
September 6, 1991 - May 10, 2007

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Current Firm

PP
PETRIE PARTNERS SECURITIES, LLC

FORT DEARBORN CAPITAL ADVISORS, LLC | WESTMOOR CAPITAL ADVISORS, LLC | STRATEGIC ENERGY SECURITIES, LLC | PETRIE PARTNERS SECURITIES, LLC | LUOPAN CAPITAL LLC

CRD#: 131783 / SEC#: 8-66503
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

600 Travis Street, Suite 7400, Houston, TX 77002

Mailing Address

600 Travis Street, Suite 7400, Houston, TX 77002

Phone Number

(713) 659-0760

Established

Delaware since 08/17/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PETRIE PARTNERS, LLCMANAGING MEMBER, OWNER—
BOCK, MICHAEL ERICMANAGING DIRECTOR2454381
GLESSING, LEEANNA GRACE KRAUSCCO & FINOP2381458
HUGHES, JON CUSTERMANAGING DIRECTOR2152626

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(5/9/2012)
RR
Colorado
(5/9/2012)
RR
New Jersey
(5/9/2012)
RR
New York
(5/9/2012)
RR
Texas
(7/26/2013)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1991About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1991About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jul 2007About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jon Custer Hughes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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