Kathryn A. Schwab
Professional summary
Kathryn Ann Schwab, who also goes by Kathryn Buda, Kathryn Ann Buda, Kathryn Buda, is a registered financial professional currently at VICTORY CAPITAL SERVICES, INC. located in San Antonio, Texas.
Kathryn is registered as a RR (Registered Representative) and started their career in finance in 2019. Kathryn has worked at 2 firms and has passed the Series 63, Series 86, Series 87, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathryn Ann Schwab's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 18, 2022 - Present
VICTORY CAPITAL SERVICES, INC.
Office #1: 15935 La Cantera Parkway, San Antonio, TX 78256August 12, 2019 - June 2, 2022
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/26/2022)
Exams
Series 7TO
Date: 8/12/2019
General Securities Representative ExaminationFINRA
Current Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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