Angela T. Derubertis

PUTNAM INVESTMENT MANAGEMENT

BOSTON, MA 02110

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CRD#: 6971004

Professional summary

Angela T Derubertis, CFP®, who also goes by Angela Theresa Derubertis, is a registered financial advisor currently at PUTNAM INVESTMENT MANAGEMENT, LLC located in Boston, Massachusetts and FRANKLIN DISTRIBUTORS, LLC located in Austin, Texas.

Angela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Angela has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Angela Theresa Derubertis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Bar Volpe - 170 West Broadway Boston MA; Restaurant (not investment related); Waitress; Food service; Start date 8/2/22; Devote approx 60 hours per month, zero during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Angela T Derubertis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 31, 2021 - Present

PUTNAM INVESTMENT MANAGEMENT, LLC

Office #1: 100 Federal St, Boston, MA 02110

RIA

CRD#: 106629

BOSTON, MA

Current

July 2, 2024 - Present

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

Austin, TX

Past

August 24, 2021 - July 2, 2024

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

Boston, MA

Past

January 4, 2021 - August 18, 2021

GOLDMAN SACHS & CO. LLC

CRD#: 361

COHOES, NY

Past

April 12, 2019 - January 4, 2021

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

COHOES, NY

Past

September 28, 2018 - August 18, 2021

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

COHOES, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PUTNAM INVESTMENT MANAGEMENT, LLC

CRD#: 106629 / SEC#: 801-7974

RIA

Registered Investment Advisory firm - (11/19/1971 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/2/2024)

Arkansas
(1/2/2025)

California
(7/2/2024)

Colorado
(7/2/2024)

Connecticut
(7/2/2024)

Florida
(7/2/2024)

Kansas
(7/2/2024)

IAR

Massachusetts
(8/31/2021)

Missouri
(7/2/2024)

Nevada
(7/2/2024)

New Mexico
(7/2/2024)

New York
(7/2/2024)

Oklahoma
(7/2/2024)

Texas
(7/2/2024)

Utah
(7/2/2024)

Wyoming
(7/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/22/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/28/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/12/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/15/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

PUTNAM INVESTMENT MANAGEMENT, LLC

CRD#: 106629 / SEC#: 801-7974

RIA

Registered Investment Advisory firm - (11/19/1971 Approved)

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Contact information

Main Address

100 Federal St, Boston, MA 02110

Mailing Address

Phone number

(617) 292-1000

Established

Firm type

Fiscal year end

# of Employees

197

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FTPPG COMBINED SMA BROCHURE DECEMBER 2024 (1/10/2025)

FTPPG COMBINED SMA BROCHURE SUPPLEMENT DECEMBER 2024 (1/10/2025)

PUTNAM INVESTMENT MANAGEMENT, LLC FORM ADV PART 2A DECEMBER 2024 (12/23/2024)

Regulatory assets under management

Total Number of Accounts	559
AUM (Assets Under Management)	$ 85,208,444,537

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Angela T. Derubertis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Angela T Derubertis's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRANKLIN DISTRIBUTORS, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

GOLDMAN SACHS & CO. LLC

MERCER ALLIED COMPANY, L.P.

GOLDMAN SACHS WEALTH SERVICES, L.P.

Primary Firm SEC Registration

PUTNAM INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/22/2019

Series 65

Date: 9/28/2018

Series 7TO

Date: 4/12/2019

SIE

Date: 1/15/2019

FINRA

Current Firm

PUTNAM INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PUTNAM INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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