Megan Madden

DELTA FINANCIAL ADVISORS

Kensington, MD 20895-4015

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CRD#: 6970037

Professional summary

Megan Madden, CFP®, who also goes by Megan Sarah Madden, Megan Madden, is a registered financial advisor currently at DELTA FINANCIAL ADVISORS, INC located in Kensington, Maryland and REGULUS FINANCIAL GROUP, LLC located in Kensington, Maryland.

Megan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Megan has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Megan Sarah Madden | Megan Madden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Megan Madden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 23, 2025 - Present

DELTA FINANCIAL ADVISORS, INC

Office #1: 10539 Metropolitan Avenue, Kensington, MD 20895-4015

RIA

CRD#: 121907

Kensington, MD

Current

October 16, 2025 - Present

REGULUS FINANCIAL GROUP, LLC

Office #1: 10539 Metropolitan Ave, Kensington, MD 20895

CRD#: 150631

Kensington, MD

Past

November 14, 2024 - October 15, 2025

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

NORTH BETHESDA, MD

Past

November 14, 2024 - October 15, 2025

LPL ENTERPRISE, LLC

CRD#: 8733

NORTH BETHESDA, MD

Past

December 6, 2023 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

North Bethesda, MD

Past

November 21, 2023 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

North Bethesda, MD

Past

March 11, 2020 - November 17, 2023

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BETHESDA, MD

Past

March 11, 2020 - November 17, 2023

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BETHESDA, MD

Past

April 20, 2019 - February 19, 2020

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

ALBANY, NY

Past

September 25, 2018 - February 19, 2020

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

ALBANY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DELTA FINANCIAL ADVISORS, INC

CRD#: 121907 / SEC#: 801-120897

RIA

Registered Investment Advisory firm - (4/22/2021 Approved)

Maryland

Registered Investment Advisory firm - (5/14/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (4/30/2021 Terminated)

Virginia

Registered Investment Advisory firm - (4/29/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Maryland
(9/23/2025)

Maryland
(10/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/4/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/25/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/19/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/15/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

DELTA FINANCIAL ADVISORS, INC

CRD#: 121907 / SEC#: 801-120897

RIA

Registered Investment Advisory firm - (4/22/2021 Approved)

Maryland

Registered Investment Advisory firm - (5/14/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (4/30/2021 Terminated)

Virginia

Registered Investment Advisory firm - (4/29/2021 Terminated)

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Contact information

Main Address

10539 Metropolitan Avenue, Kensington, MD 20895-4015

Mailing Address

Phone number

(301) 962-0480

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DFA FORM ADV PART 2A (3/16/2026)

Regulatory assets under management

Total Number of Accounts	604
AUM (Assets Under Management)	$ 233,958,703

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Megan Madden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Megan Madden's CRS (Customer Relationship Summary).

Certified licenses

Experience

DELTA FINANCIAL ADVISORS, INC

REGULUS FINANCIAL GROUP, LLC

LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERCER ALLIED COMPANY, L.P.

GOLDMAN SACHS WEALTH SERVICES, L.P.

Primary Firm SEC Registration

DELTA FINANCIAL ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/4/2019

Series 65

Date: 9/25/2018

Series 7TO

Date: 4/19/2019

SIE

Date: 1/15/2019

FINRA

Current Firm

DELTA FINANCIAL ADVISORS, INC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DELTA FINANCIAL ADVISORS, INC

TRUST BUT VERIFY

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