JK
Joshua R. Kirby
GUARDIAN WEALTH MANAGEMENT
PEORIA, IL 61602
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CRD#: 6969741
JK
Professional summary
Joshua Robert Kirby is a registered financial advisor currently at GUARDIAN WEALTH MANAGEMENT INC. located in Peoria, Illinois and PURSHE KAPLAN STERLING INVESTMENTS located in Peoria, Illinois.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Joshua has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Name of the other business - Guardian Wealth Management, Inc 2. Is the business investment related - Yes 3. Address of the other business - 311 SW Water St Suite 210 Peoria IL 61602 4. Nature of the other business - RIA 5. Your position, title, or relationship with the other business - Registered Rep 6. The start date of your relationship - 08/2020 7. The approximate number of hours/month you devote to the other business - 200 8. The number of hours you devote to the other business during securities trading hours - 100 9. Briefly describe your duties relating to the other business - Primary advisor servicing our wealth mgmt clients. In this role I assist clients with financial planning, tax planning, estate planning 1. Name of the other business - Fixed Insurance 2. Is the business investment related - Yes 3. Address of the other business - 311 SW Water St Suite 210 Peoria IL 61602 4. Nature of the other business - Fixed / Traditional Insurance 5. Your position, title, or relationship with the other business - Agent 6. The start date of your relationship - / / / 7. The approximate number of hours/month you devote to the other business - 4 8. The number of hours you devote to the other business during securities trading hours - 4 9. Briefly describe your duties relating to the other business - Sales of Fixed / Traditional insurance products 1. Name of the other business - PKSF 2. Is the business investment related - Yes 3. Address of the other business - 80 State St Albany NY 12207 4. Nature of the other business - Fixed / Traditional Insurance 5. Your position, title, or relationship with the other business - Agent 6. The start date of your relationship - 11/2022 7. The approximate number of hours/month you devote to the other business - 4 8. The number of hours you devote to the other business during securities trading hours - 4 9. Briefly describe your duties relating to the other business - Sales of Fixed / Traditional insurance products
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Robert Kirby's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 29, 2020 - Present
GUARDIAN WEALTH MANAGEMENT INC.
Office #1: 311 Sw Water Street Suite 210, Peoria, IL 61602RIA
CRD#: 154159
PEORIA, IL
Current
January 12, 2023 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 311 Sw Water St. Suite 210, Peoria, IL 61602BD
CRD#: 35747
PEORIA, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GUARDIAN WEALTH MANAGEMENT INC.
GUARDIAN WEALTH MANAGEMENT INC. | GUARDIAN WEALTH MANAGEMENT, INC.
CRD#: 154159 / SEC#: 801-113791
RIA
Registered Investment Advisory firm - (8/6/2018 Approved)Illinois
Registered Investment Advisory firm - (8/6/2018 Terminated)Louisiana
Registered Investment Advisory firm - (8/30/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/20/2023)
RR
California(1/20/2023)
RR
Florida(10/4/2024)
IAR
Illinois(7/29/2020)
RR
Illinois(1/20/2023)
RR
Indiana(1/20/2023)
RR
Kansas(1/20/2023)
RR
Missouri(1/20/2023)
RR
Tennessee(1/20/2023)
IAR
Texas(9/19/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/12/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GUARDIAN WEALTH MANAGEMENT INC.
GUARDIAN WEALTH MANAGEMENT INC. | GUARDIAN WEALTH MANAGEMENT, INC.
CRD#: 154159 / SEC#: 801-113791
RIA
Registered Investment Advisory firm - (8/6/2018 Approved)Illinois
Registered Investment Advisory firm - (8/6/2018 Terminated)Louisiana
Registered Investment Advisory firm - (8/30/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
311 Sw Water Street Suite 210, Peoria, IL 61602
Mailing Address
Phone number
(309) 692-1460
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 388 |
| AUM (Assets Under Management) | $ 249,600,241 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GUARDIAN WEALTH MANAGEMENT INC.
CRD#: 154159Peoria, IL 61602TRUST BUT VERIFY
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