Petey J. Murphy
Professional summary
Petey James Murphy, who also goes by Pete Murphy, Peter Murphy, is a registered financial professional currently at CION SECURITIES, LLC located in New York, New York.
Petey is registered as a RR (Registered Representative) and started their career in finance in 2021. Petey has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Petey James Murphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2021 - Present
CION SECURITIES, LLC
Office #1: 100 Park Avenue 25th Floor, New York, NY 10017June 30, 2021 - October 22, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/6/2021)
(6/12/2023)
(12/6/2021)
(12/6/2021)
(1/24/2023)
(12/6/2021)
(11/29/2021)
(3/1/2024)
(1/25/2023)
(6/14/2023)
(12/6/2021)
(3/1/2024)
(3/1/2024)
(12/6/2021)
(3/1/2024)
Exams
Series 7TO
Date: 6/30/2021
General Securities Representative ExaminationFINRA
Current Firm
CION SECURITIES, LLC
CRD#: 15487 / SEC#: , 8-32283
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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