HS
Hunter J. Smith
KESTRA ADVISORY SERVICES
Vestavia Hills, AL 35242
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CRD#: 6967478
HS
Professional summary
Hunter Jacob Smith, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Vestavia Hills, Alabama and KESTRA INVESTMENT SERVICES, LLC located in Austin, Texas.
Hunter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Hunter has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: KELLEY & MULLIS WEALTH MANAGEMENT, INC. POSITION: Registered Rep NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/21/2023 ADDRESS: 2008 Stonegate Trail Ste 112, Vestavia Hills AL 35242, United States DESCRIPTION: Registered Rep Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/21/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR
CRS (Client Relationship Summary) - RIA
Click below to view Hunter Jacob Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
September 21, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 2008 Stonegate Trail Suite 112, Vestavia Hills, AL 35242RIA
CRD#: 283330
Vestavia Hills, AL
Current
September 21, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735BD
CRD#: 42046
Austin, TX
Past
August 12, 2020 - October 2, 2023
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
VESTAVIA HILLS, AL
Past
July 30, 2020 - October 2, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
VESTAVIA HILLS, AL
Past
July 26, 2018 - August 11, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
NORTH BIRMINGHAM, AL
Past
June 21, 2018 - August 11, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
NORTH BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/21/2023)
IAR
Alabama(9/21/2023)
RR
Colorado(9/21/2023)
RR
Florida(9/21/2023)
RR
Georgia(9/21/2023)
RR
Louisiana(9/21/2023)
RR
Mississippi(9/21/2023)
RR
North Carolina(9/27/2023)
RR
South Carolina(9/21/2023)
RR
Tennessee(9/21/2023)
RR
Texas(9/21/2023)
IAR
Texas(9/21/2023)
RR
Virginia(9/21/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Vestavia Hills, AL 35242TRUST BUT VERIFY
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