Vishaal S. Kanitkar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vishaal Santosh Kanitkar, who also goes by VIshaal Kanitkar, was a registered financial professional .
Vishaal is a previously registered financial professional and started their career in finance in 2019. Vishaal had worked at 3 firms and has passed the Series 63, Series 79TO, Series 3, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2024 - June 6, 2025
HOLLISTER ASSOCIATES, LLC
February 1, 2022 - October 4, 2023
TRIPLETREE, LLC
August 16, 2019 - June 18, 2021
SG AMERICAS SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 2/1/2022
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 11/19/2019
Securities Trader ExamSeries 7TO
Date: 8/16/2019
General Securities Representative ExaminationCurrent Firm
HOLLISTER ASSOCIATES, LLC
CRD#: 173366 / SEC#: , 8-69538
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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