Andrew C. Lee
Professional summary
Andrew Chin Lee, who also goes by Andrew Lee, is a registered financial professional currently at BROKERTEC AMERICAS LLC located in Chicago, Illinois.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2019. Andrew has worked at 2 firms and has passed the Series 63, Series 3, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Chin Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2025 - Present
BROKERTEC AMERICAS LLC
Office #1: 20 South Wacker Drive 21st Floor, Chicago, IL 60606August 16, 2019 - October 30, 2024
SG AMERICAS SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 8/16/2019
General Securities Representative ExaminationFINRA
Current Firm
BROKERTEC AMERICAS LLC
CRD#: 47477 / SEC#: , 8-51803
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROKERTEC HOLDINGS INC. | 100% OWNERSHIP | |
| CALDERON, DAVID JASON | CHIEF FINANCIAL OFFICER | 4575354 |
| DENNIS, MICHAEL | DIRECTOR | 4192184 |
| HIRSCHMANN, ELISA M | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 5112554 |
| WAKEFIELD, JONATHAN BISHOP | CEO - CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1676639 |
| WEINMAN, ANDREW LEONARD | CHIEF OPERATIONS OFFICER AND DIRECTOR | 5209879 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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