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FIRM PROFILE
Overview
BROKERTEC AMERICAS LLC is located at 300 Vesey Street 7th Floor, New York, NY 10282 and was first established at New York, Delaware in 04/23/1999. After operating for 27 years, BROKERTEC AMERICAS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BROKERTEC AMERICAS LLC’s clients are individuals and 0% of their clients are high net worth individuals. BROKERTEC AMERICAS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BROKERTEC AMERICAS LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BROKERTEC AMERICAS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BROKERTEC AMERICAS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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Understanding the Statistics for BROKERTEC AMERICAS LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
300 Vesey Street 7th Floor, New York, NY 10282
300 Vesey Street 7th Floor, New York, NY 10282
Small
(800) 438-8616
Delaware since 04/23/1999
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| BROKERTEC HOLDINGS INC. | 100% OWNERSHIP | ||
| CALDERON, DAVID JASON | CHIEF FINANCIAL OFFICER | 4575354 | |
| DENNIS, MICHAEL | DIRECTOR | 4192184 | |
| HIRSCHMANN, ELISA M | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 5112554 | |
| WAKEFIELD, JONATHAN BISHOP | CEO - CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1676639 | |
| WEINMAN, ANDREW LEONARD | CHIEF OPERATIONS OFFICER AND DIRECTOR | 5209879 |
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Advisor's working at BROKERTEC AMERICAS LLC
Jonathan Bishop Wakefield
Michael A Lezzo
Herbert William Sickling II
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