Dominick J. Pistone
Professional summary
Dominick Joseph Pistone, who also goes by Dominick Pistone, is a registered financial professional currently at BTIG, LLC located in New York, New York.
Dominick is registered as a RR (Registered Representative) and started their career in finance in 2018. Dominick has worked at 2 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dominick Joseph Pistone's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2021 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022August 28, 2018 - January 19, 2021
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2021)
(1/19/2021)
(1/19/2021)
(1/19/2021)
(1/19/2021)
(1/19/2021)
(1/19/2021)
(1/19/2021)
(1/19/2021)
Exams
Series 57TO
Date: 3/19/2019
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
