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KH

Kelly M. Hansen

LEGACY ADVISORS
Plymouth Meeting, PA 19462
Some features on this profile are disabled
CRD#: 6966186
KH

Professional summary


Kelly Marie Hansen, who also goes by Kelly Fink, Kelly M Fink, Kelly Hansen, is a registered financial advisor currently at LEGACY ADVISORS, LLC located in Plymouth Meeting, Pennsylvania.

Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Kelly has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Kelly Fink | Kelly M Fink | Kelly Hansen

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SALES OF INVESTMENT-RELATED PRODUCTS; PART-TIME OR FULL-TIME, FOR COMPANIES AFFILIATED WITH PFS INVESTMENTS INC. I MAY ALSO RECEIVE NON-INVESTMENT RELATED COMPENSATION FROM PRIMERICA MORTGAGE, LLC FOR THE SALE OF LOAN PRODUCTS AND/OR PRIMERICA CLIENT SERVICES, INC. (A CO-LOCATED AFFILIATE OF PFS INVESTMENTS INC.) FOR PART-TIME REFERRALS OF HOME SECURITY AND AUTOMATION PRODUCTS, AS WELL AS OTHER HOME RELATED SERVICES. --11/2016 - PRESENT: CRANEO ROSE DECOR; OWNER--

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Kelly Marie Hansen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 1, 2023 - Present

LEGACY ADVISORS, LLC

Office #1: 5 Apollo Road, Suite 100, Plymouth Meeting, PA 19462
RIA
CRD#: 139830
Plymouth Meeting, PA
Past

July 29, 2020 - December 1, 2022

PFS INVESTMENTS INC.

RIA
CRD#: 10111
CHALFONT, PA
Past

October 1, 2018 - December 1, 2022

PFS INVESTMENTS INC.

BD
CRD#: 10111
CHALFONT, PA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LEGACY ADVISORS, LLC
LEGACY ADVISORS, LLC

CRD#: 139830 / SEC#: 801-66582

RIA
Registered Investment Advisory firm - (4/11/2006 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(12/1/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 6/24/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


LA
LEGACY ADVISORS, LLC
LEGACY ADVISORS, LLC

CRD#: 139830 / SEC#: 801-66582

RIA
Registered Investment Advisory firm - (4/11/2006 Approved)
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Contact information


Main Address
5 Apollo Road, Suite 100, Plymouth Meeting, PA 19462
Mailing Address
Phone number
(610) 943-3000
Established
Firm type
Fiscal year end
# of Employees
38

SEC notice filing (12 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LEGACY ADVISORS, LLC ADV BROCHURE (3/17/2025)

Regulatory assets under management


Total Number of Accounts2,257
AUM (Assets Under Management)$ 4,182,473,646

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
08/12/2025
Cover Page
09/19/2024
09/18/2024
03/27/2024
01/19/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LEGACY ADVISORS, LLC

CRD#: 139830Plymouth Meeting, PA 19462

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