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MW

Maxwell S. Williamson

BROOKLANDS CAPITAL STRATEGIES BD, LP
SAN FRANCISCO, CA 94129
Some features on this profile are disabled
CRD#: 6965532
MW

Professional summary

Maxwell Schuler Williamson, who also goes by Max Williamson, is a registered financial professional currently at BROOKLANDS CAPITAL STRATEGIES BD, LP located in San Francisco, California.

Maxwell is registered as a RR (Registered Representative) and started their career in finance in 2018. Maxwell has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Max Williamson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Maxwell Schuler Williamson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 5, 2020 - Present

BROOKLANDS CAPITAL STRATEGIES BD, LP

Office #1: 1170 Gorgas Avenue, San Francisco, CA 94129
BD
CRD#: 281951
SAN FRANCISCO, CA
Past

August 13, 2018 - April 22, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/5/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 8/17/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/5/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/12/2018
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BROOKLANDS CAPITAL STRATEGIES BD, LP
BROOKLANDS CAPITAL STRATEGIES BD, L.P. | BROOKLANDS CAPITAL STRATEGIES BD, LP | BROOKLANDS CAPITAL STRATEGIES BD, LLC

CRD#: 281951 / SEC#: , 8-69696

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
1170 Gorgas Avenue, San Francisco, CA 94129
Mailing Address
1170 Gorgas Avenue, San Francisco, CA 94129
Phone number
(415) 438-1200
Established
Delaware since 01/12/2016
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BROOKLANDS CAPITAL STRATEGIES MANAGEMENT, L.P.LIMITED PARTNER
BROOKLANDS CAPITAL STRATEGIES (GP), LLCGENERAL PARTNER
CARROLL, DANIEL ASHTONMANAGING PARTNER1549544
DEMAYO, JILL ELLENCHIEF COMPLIANCE OFFICER2843305
EKBERG, JEFFERY DAVIDFINOP6499537
MCMILLAN, PETER HAMILCEO & MANAGING PARTNER1148731

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROOKLANDS CAPITAL STRATEGIES BD, LP

CRD#: 281951San Francisco, CA 94129

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