Mark J. Brenner
Professional summary
Mark James Brenner, who also goes by Mark Brenner, is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in Albany, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2019. Mark has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 52TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark James Brenner's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2022 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 66 South Pearl Street, Albany, NY 12207August 1, 2019 - March 16, 2022
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2022)
Exams
Series 79TO
Date: 8/9/2019
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 7/25/2019
Municipal Securities Representative ExaminationFINRA
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
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