Caitlin E. Geier
Professional summary
Caitlin Elizabeth Geier, who also goes by Caitlin E Farrell, Caitlin Elizabeth Farrell, Caitlin Farrell, is a registered financial professional currently at PNC CAPITAL MARKETS LLC located in Philadelphia, Pennsylvania.
Caitlin is registered as a RR (Registered Representative) and started their career in finance in 2019. Caitlin has worked at 3 firms and has passed the Series 66, Series 6TO, Series 7TO, SIE, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Caitlin Elizabeth Geier's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2025 - Present
PNC CAPITAL MARKETS LLC
Office #1: 1600 Market St 21st Floor, Philadelphia, PA 19103April 14, 2022 - April 2, 2025
COUNTRY CAPITAL MANAGEMENT COMPANY
November 12, 2019 - March 17, 2022
EDWARD JONES
September 19, 2019 - March 17, 2022
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2025)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 9/19/2019
General Securities Representative ExaminationFINRA
Current Firm
PNC CAPITAL MARKETS LLC
CRD#: 15647 / SEC#: , 8-32493
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC HOLDING, LLC. | PARENT | |
| BEGLEY, TERENCE PATRICK | BOARD MEMBER | 4718949 |
| BERNIER, JAMES STEVENS | CHIEF EXECUTIVE OFFICER | 2849222 |
| CESARIO, CONNIE KOZLOFF | BOARD MEMBER | 4251140 |
| DERESPIRIS, BRIAN G | PRESIDENT, COO | 5399266 |
| MCNELIS, BRIAN PATRICK | BOARD MEMBER | 4886370 |
| MILLER, JOHN R | TREASURER AND FINOP | 6933635 |
| MILLER, JOHN R | PRINCIPAL FINANCIAL OFFICER | 6933635 |
| PULLINS, MATTHEW MICHAEL | CHIEF FINANCIAL OFFICER | 4366952 |
| PUMPHREY, MARY PATRICIA | CHIEF COMPLIANCE OFFICER | 2513345 |
| PUMPHREY, MARY PATRICIA | CHIEF RISK OFFICER | 2513345 |
| THOMAS, MICHAEL | CHAIRMAN | 2992653 |
| TOBUN, ABI | BOARD MEMBER | 4878954 |
| WILLIAMS, TROY MATTHEW | PRINCIPAL OPERATIONS OFFICER | 7763919 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
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