Brent J. Gomer

BALA CYNWYD, PA

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CRD#: 6963022

Professional summary

Brent Justin Gomer, who also goes by Brent Gomer, was a registered financial advisor .

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Brent had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brent Gomer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2025 - Present

BALA CYNWYD, PA

Past

October 22, 2019 - June 11, 2025

MORGAN STANLEY DISTRIBUTION, INC.

CRD#: 30344

West Conshohocken, PA

Past

August 6, 2018 - September 13, 2019

HOULIHAN LOKEY CAPITAL, INC.

CRD#: 17708

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/12/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/20/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 8/6/2018

Investment Banking Registered Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brent J. Gomer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORGAN STANLEY DISTRIBUTION, INC.

HOULIHAN LOKEY CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/12/2025

Series 63

Date: 8/20/2018

SIE

Date: 10/1/2018

Series 79

Date: 8/6/2018

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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