Dona A. Zappulla
STRATEGIC ADVISERS LLC | Planning Consultant
EASTON, CT
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CRD#: 6962325
Professional summary
Dona Ann Zappulla, who also goes by Donna Anna Menarguez, Dona Ann Zappulla, Dona Zappulla, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Easton, Connecticut and FIDELITY BROKERAGE SERVICES LLC located in Greenwich, Connecticut.
Dona is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Dona has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Biography
I have years of business experience that has allowed me to work with many clients. I appreciate the need to help clients balance planning for their financial goals coupled with the desire to enjoy their current stage of life. Personalized attention is the cornerstone of my client engagement. Understanding what is important to my clients and their families allows for me to foster relationships that are built on trust, respect and above all else what is important for my clients.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Donna Anna Menarguez | Dona Ann Zappulla | Dona Zappulla
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dona Ann Zappulla's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of South Carolina
Master of Business Administration (MBA) - Business Administration
2021
Rutgers University
Bachelor of Arts (BA) - Literature
1990
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 48 West Putnam Avenue Pickwick Commons, Greenwich, CT 06830-5399RIA
CRD#: 104555
EASTON, CT
Current
August 2, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 48 West Putnam Avenue Pickwick Commons, Greenwich, CT 06830BD
CRD#: 7784
Greenwich, CT
Past
August 18, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GREENWICH, CT
Past
December 6, 2018 - May 4, 2021
DAVID LERNER ASSOCIATES, INC.
BD
CRD#: 5397
WESTPORT, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/15/2025)
RR
California(11/19/2021)
RR
Colorado(11/19/2021)
RR
Connecticut(8/2/2021)
IAR
Connecticut(3/31/2025)
RR
Delaware(11/19/2021)
RR
Florida(8/2/2021)
RR
Georgia(11/19/2021)
RR
Maine(11/19/2021)
RR
Maryland(9/15/2025)
RR
Massachusetts(11/19/2021)
RR
New Jersey(8/2/2021)
RR
New York(8/2/2021)
RR
North Carolina(11/19/2021)
RR
Pennsylvania(11/19/2021)
RR
Rhode Island(11/19/2021)
RR
South Carolina(8/2/2021)
IAR
Texas(3/31/2025)
RR
Virginia(9/15/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/6/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
