Joshua B. Lewis
Professional summary
Joshua Bruce Lewis, who also goes by Joshua B Lewis, Joshua Lewis, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Phoenix, Arizona and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Joshua has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Bruce Lewis's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2024 - Present
EMPOWER ADVISORY GROUP, LLC
May 14, 2024 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111October 13, 2023 - April 29, 2024
CWM, LLC
October 1, 2018 - October 16, 2023
EDWARD JONES
July 26, 2018 - October 16, 2023
EDWARD JONES
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2024)
(5/16/2024)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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