CW
Cole M. Wasson
SUNCOAST EQUITY MANAGEMENT
Tampa, FL 33609
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CRD#: 6961699
CW
Professional summary
Cole Matthew Wasson is a registered financial advisor currently at SUNCOAST EQUITY MANAGEMENT, LLC located in Tampa, Florida.
Cole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Cole has worked at 1 firm and has passed the SIE exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Cole Matthew Wasson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 4, 2022 - Present
SUNCOAST EQUITY MANAGEMENT, LLC
Office #1: 5550 W Executive Dr Suite 320, Tampa, FL 33609RIA
CRD#: 108289
Tampa, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SUNCOAST EQUITY MANAGEMENT, LLC
SUNCOAST EQUITY MANAGEMENT, INC. | SUNCOAST PROSPERITY ADVISORS | SUNCOAST EQUITY MANAGEMENT, LLC
CRD#: 108289 / SEC#: 801-62262
RIA
Registered Investment Advisory firm - (8/8/2003 Approved)Alabama
Registered Investment Advisory firm - (11/5/2004 Terminated)Connecticut
Registered Investment Advisory firm - (8/19/2003 Terminated)Florida
Registered Investment Advisory firm - (8/8/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(12/4/2022)
Current Firm
SUNCOAST EQUITY MANAGEMENT, LLC
SUNCOAST EQUITY MANAGEMENT, INC. | SUNCOAST PROSPERITY ADVISORS | SUNCOAST EQUITY MANAGEMENT, LLC
CRD#: 108289 / SEC#: 801-62262
RIA
Registered Investment Advisory firm - (8/8/2003 Approved)Alabama
Registered Investment Advisory firm - (11/5/2004 Terminated)Connecticut
Registered Investment Advisory firm - (8/19/2003 Terminated)Florida
Registered Investment Advisory firm - (8/8/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5550 W Executive Dr Suite 320, Tampa, FL 33609
Mailing Address
Phone number
(813) 963-0502
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 810 |
| AUM (Assets Under Management) | $ 1,866,702,990 |
Red Flags
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Company Information
SUNCOAST EQUITY MANAGEMENT, LLC
CRD#: 108289Tampa, FL 33609TRUST BUT VERIFY
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