Connor L. Wasson

UNIQUE WEALTH

TAMPA, FL 33609

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CRD#: 6961690

Professional summary

Connor Lee Wasson is a registered financial advisor currently at UNIQUE WEALTH, LLC located in Tampa, Florida.

Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Connor has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/1/2021 - HB Retirement - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Lee Wasson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2024 - Present

UNIQUE WEALTH, LLC

Office #1: 4830 W Kennedy Blvd Ste 100, Tampa, FL 33609

RIA

CRD#: 312462

TAMPA, FL

Past

October 23, 2023 - August 8, 2024

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

Pittsburgh, PA

Past

May 2, 2022 - August 20, 2024

LPL FINANCIAL LLC

CRD#: 6413

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNIQUE WEALTH, LLC

ALENZIA WEALTH | UNIQUE WEALTH, LLC | ALENZIA WEALTH MANAGEMENT, LLC

CRD#: 312462 / SEC#: 801-120294

RIA

Registered Investment Advisory firm - (2/12/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/23/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/17/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/30/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/10/2021

Securities Industry Essentials Examination

Current Firm

UNIQUE WEALTH, LLC

ALENZIA WEALTH | UNIQUE WEALTH, LLC | ALENZIA WEALTH MANAGEMENT, LLC

CRD#: 312462 / SEC#: 801-120294

RIA

Registered Investment Advisory firm - (2/12/2021 Approved)

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Contact information

Main Address

4830 W Kennedy Blvd Ste 100, Tampa, FL 33609

Mailing Address

Phone number

(813) 816-2030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UNIQUE ADV 2A (6/6/2025)

Regulatory assets under management

Total Number of Accounts	2,470
AUM (Assets Under Management)	$ 766,513,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Connor L. Wasson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Lee Wasson's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL RETIREMENT PARTNERS LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

UNIQUE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/23/2023

Series 63

Date: 5/17/2023

Series 7TO

Date: 4/30/2022

SIE

Date: 5/10/2021

Current Firm

UNIQUE WEALTH, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UNIQUE WEALTH, LLC

TRUST BUT VERIFY

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