Robert Higham
Professional summary
Robert Higham, who also goes by Robert Joseph Higham, is a registered financial professional currently at BAILEY & CO. SECURITIES, LLC located in Brentwood, Tennessee.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2019. Robert has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Higham's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2026 - Present
BAILEY & CO. SECURITIES, LLC
Office #1: 5511 Virginia Way Suite 200, Brentwood, TN 37027June 18, 2024 - July 2, 2026
HOULIHAN LOKEY CAPITAL, INC.
December 2, 2019 - May 28, 2024
CANACCORD GENUITY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/9/2026)
Exams
What does exam status mean?
Series 79TO
Passed: 12/1/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BAILEY & CO. SECURITIES, LLC
CRD#: 302015 / SEC#: , 8-70458
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAILEY & COMPANY PARENT, LLC | PARENT COMPANY/100 OWNER | |
| BAILEY, JEFFREY LAWRENCE | MANAGING DIRECTOR/PRINCIPAL | 3171436 |
| BAILEY, JOHN JAMES III | MANAGING DIRECTOR/PRINCIPAL | 5708044 |
| INGRAHAM, FRANK TODD | CHIEF COMPLIANCE OFFICER | 2918519 |
| SCALLEN, TIMOTHY D | CHIEF EXECUTIVE OFFICER | 5548802 |
| SERRA, CARL ANTHONY III | FINOP | 3179039 |
Red Flags
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