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Robert Higham

BAILEY & CO. SECURITIES
BRENTWOOD, TN
·CRD# 6960689·7 years registered

Professional Summary

Robert Higham, who also goes by Robert Joseph Higham, is a registered financial advisor currently at BAILEY & CO. SECURITIES, LLC located in Brentwood, Tennessee. Robert is registered as a RR (Registered Representative) and started their career in finance in 2019. Robert has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Joseph Higham

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years registered in the securities industry

Current & Past Employments

Current

BAILEY & CO. SECURITIES, LLCCurrent·CRD# 302015
BD
5511 Virginia Way Suite 200, Brentwood, TN 37027
September 9, 2026 - Present

Past

HOULIHAN LOKEY CAPITAL, INC.Past·CRD# 17708
BD
Boston, MA
June 18, 2024 - July 2, 2026
CANACCORD GENUITY LLCPast·CRD# 1020
BD
Boston, MA
December 2, 2019 - May 28, 2024

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Current Firm

B&
BAILEY & CO. SECURITIES, LLC

BAILEY & CO. SECURITIES, LLC | BSC SECURITIES, LLC

CRD#: 302015 / SEC#: 8-70458
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

5511 Virginia Way Suite 200, Brentwood, TN 37027

Mailing Address

5511 Virginia Way Suite 200, Brentwood, TN 37027

Phone Number

(215) 694-5054

Established

Tennessee since 04/12/2019

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (18 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BAILEY & COMPANY PARENT, LLCPARENT COMPANY/100 OWNER—
BAILEY, JEFFREY LAWRENCEMANAGING DIRECTOR/PRINCIPAL3171436
BAILEY, JOHN JAMES IIIMANAGING DIRECTOR/PRINCIPAL5708044
INGRAHAM, FRANK TODDCHIEF COMPLIANCE OFFICER2918519
SCALLEN, TIMOTHY DCHIEF EXECUTIVE OFFICER5548802
SERRA, CARL ANTHONY IIIFINOP3179039

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Tennessee
(9/9/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2019About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Dec 2019About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2019About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Higham's CRS (Customer Relationship Summary).

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