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CS

Christopher R. Stillman

HALLIDAY FINANCIAL
Glen Head, NY 11545
Some features on this profile are disabled
CRD#: 6960655
CS

Professional summary


Christopher Ryan Stillman, who also goes by Christopher Stillman, is a registered financial professional currently at HALLIDAY FINANCIAL, LLC located in Glen Head, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2018. Christopher has worked at 3 firms and has passed the Series 63, Series 6TO, Series 7TO, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Christopher Stillman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christopher Ryan Stillman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 24, 2022 - Present

HALLIDAY FINANCIAL, LLC

Office #1: 725 Glen Cove Avenue, Glen Head, NY 11545
BD
CRD#: 31741
Glen Head, NY
Past

October 15, 2019 - October 20, 2020

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
ALBANY, NY
Past

July 3, 2018 - October 24, 2019

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
TROY, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/24/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 5/22/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 3/25/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/15/2019
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


HF
HALLIDAY FINANCIAL, LLC
HALLIDAY FINANCIAL, LLC | HRC SERVICES, INC. | HRC INVESTMENT SERVICES, INC.

CRD#: 31741 / SEC#: , 8-45529

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
725 Glen Cove Avenue, Glen Head, NY 11545
Mailing Address
725 Glen Cove Anuene, Glen Head, NY 11545
Phone number
(516) 671-1099
Established
New York since 05/13/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (46 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
HRC INVESTMENT SERVICES, INC.DIRECT PARENT OF HALLIDAY FINANCIAL, LLC
PINO, RACHEL HOLSTEFINOP, CCO, SUPERVISOR2381976

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HALLIDAY FINANCIAL, LLC

CRD#: 31741Glen Head, NY 11545

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