MS
Maria L. Sandoz
STRATEGIC ADVISERS LLC
ROSEMOUNT, MN
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CRD#: 6960469
MS
Professional summary
Maria Lynn Sandoz, who also goes by Maria L Eckhart, Maria Lynn Eckhart, Maria L Sandoz, Maria Lynn Sandoz, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Rosemount, Minnesota and FIDELITY BROKERAGE SERVICES LLC located in Oakdale, Minnesota.
Maria is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Maria has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6TO exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Maria L Eckhart | Maria Lynn Eckhart | Maria L Sandoz | Maria Lynn Sandoz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RIVERS & RAILS BREWING COMPANY POSITION: Employee NATURE: Food/Beverage Service INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: 324 2nd St E, Thief River Falls MN 56701, United States DESCRIPTION: Part time employment at brewery, Rivers & Rails Brewing Company, located in Thief River Falls, MN.Rivers & Rails is a part of the Certified Brewers Association, holding an Independent Craft Seal. The Independent Craft Seal captures the spirit of our locally owned and operated brewery. Beer Tender specific duties include: - Assist to ensure the taproom is clean and ready for daily operations and create a welcoming environment for our guests- Engage with guests to make them feel welcomed and receiving excellent service- Float between job responsibilities as needed/directed throughout the day- Ensure ongoing cleaning tasks are being worked on in down-time- Work with the Taproom Manager to find ways to continually innovate the customer experience and employee satisfaction- Communicate item needs, maintenance and concerns with Manager- Ability to accept direction and feedback- Perform other duties as assigned by the Taproom Manager
CRS (Client Relationship Summary) - RIA
Click below to view Maria Lynn Sandoz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 8342 3rd Street N, Oakdale, MN 55128-5439RIA
CRD#: 104555
ROSEMOUNT, MN
Current
August 28, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 8342 3rd Street North, Oakdale, MN 55128BD
CRD#: 7784
Oakdale, MN
Past
September 5, 2024 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
OAKDALE, MN
Past
August 10, 2023 - July 19, 2024
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
ST PAUL, MN
Past
August 10, 2023 - July 19, 2024
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
March 21, 2023 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
ST PAUL, MN
Past
July 21, 2022 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
August 15, 2019 - June 21, 2022
NYLIFE SECURITIES LLC
BD
CRD#: 5167
THIEF RIVER FALLS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/2/2024)
RR
Florida(10/2/2024)
RR
Iowa(1/3/2025)
RR
Massachusetts(10/2/2024)
RR
Minnesota(8/28/2024)
IAR
Minnesota(3/31/2025)
RR
North Dakota(1/3/2025)
RR
South Dakota(1/3/2025)
RR
Texas(10/2/2024)
IAR
Texas(3/31/2025)
RR
Wisconsin(10/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/18/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 6TO
Date: 7/16/2019
Investment Company Products/Variable Contracts Representative ExaminationSRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
