Daniel B. Hennig

AUDENT GLOBAL ASSET MANAGEMENT

West Hollywood, CA 90069

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CRD#: 6959795

Professional summary

Daniel Barrett Hennig, who also goes by Daniel Barrett Henning, is a registered financial advisor currently at AUDENT GLOBAL ASSET MANAGEMENT, LLC located in West Hollywood, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Daniel has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Barrett Henning

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HALO SECURITIES, LLC BROKER DEALER BUSINESS ANALYST SINCE 03/2018 INVESTMENT RELATED HALO INVESTMENT SERVICES, LLC INVESTMENT ADVISER INVESTMENT ADVISER REPRESENTATIVE SINCE 08/2023 INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Barrett Hennig's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2024 - Present

AUDENT GLOBAL ASSET MANAGEMENT, LLC

Office #1: 9200 W Sunset Blvd Suite 817, West Hollywood, CA 90069

RIA

CRD#: 308166

West Hollywood, CA

Past

August 8, 2023 - April 17, 2024

HALO INVESTMENT SERVICES, LLC

RIA

CRD#: 325613

CHICAGO, IL

Past

February 28, 2022 - August 9, 2023

ROTHSCHILD WEALTH LLC

RIA

CRD#: 162442

Chicago, IL

Past

June 13, 2018 - April 17, 2024

HALO SECURITIES, LLC

CRD#: 279029

Chicago, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AUDENT GLOBAL ASSET MANAGEMENT, LLC

AUDENT GLOBAL ASSET MANAGEMENT, LLC | NEXGEN GLOBAL ASSET MANAGEMENT, LLC

CRD#: 308166 / SEC#: 801-118707

RIA

Registered Investment Advisory firm - (5/11/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/22/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/13/2018

General Securities Representative Examination

Current Firm

AUDENT GLOBAL ASSET MANAGEMENT, LLC

AUDENT GLOBAL ASSET MANAGEMENT, LLC | NEXGEN GLOBAL ASSET MANAGEMENT, LLC

CRD#: 308166 / SEC#: 801-118707

RIA

Registered Investment Advisory firm - (5/11/2020 Approved)

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Contact information

Main Address

9200 W Sunset Blvd Suite 817, West Hollywood, CA 90069

Mailing Address

Phone number

(310) 388-3818

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR AUDENT GLOBAL ASSET MANAGEMENT, LLC (3/27/2025)

WRAP FEE PROGRAM FOR AUDENT GLOBAL ASSET MANAGEMENT, LLC (3/27/2025)

Regulatory assets under management

Total Number of Accounts	398
AUM (Assets Under Management)	$ 433,680,906

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel B. Hennig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Barrett Hennig's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUDENT GLOBAL ASSET MANAGEMENT, LLC

HALO INVESTMENT SERVICES, LLC

ROTHSCHILD WEALTH LLC

HALO SECURITIES, LLC

Primary Firm SEC Registration

AUDENT GLOBAL ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/22/2019

SIE

Date: 10/1/2018

Series 7

Date: 6/13/2018

Current Firm

AUDENT GLOBAL ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AUDENT GLOBAL ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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