David Lefebre

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Clarence, NY 14031

Some features on this profile are disabled

CRD#: 6959620

Professional summary

David Lefebre, who also goes by David M Lefebre, is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Clarence, New York and LASALLE ST SECURITIES, L.L.C. located in Clarence, New York.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. David has worked at 6 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David M Lefebre

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FIRST LINE BREWING, POSITION: Bartender, making drinks and serving food 2) EMS Wealth Management, Clarence, New York, Investment related, Salaried Registered Support Staff, 2/7/2022 to present, 160 hours per month, 120 hours during trading, provide assistance as needed to representatives and their clients; 3) Emerling Floss Murphy & Associates LLC, Life Insurance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lefebre's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2025 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 9092 Main Street, Clarence, NY 14031

RIA

CRD#: 109701

Clarence, NY

Current

February 3, 2025 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 9092 Main St. , Clarence, NY 14031

CRD#: 7191

Clarence, NY

Past

February 15, 2022 - February 5, 2025

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

Clarence, NY

Past

February 15, 2022 - February 5, 2025

CADARET, GRANT & CO., INC.

CRD#: 10641

Clarence, NY

Past

May 13, 2021 - February 1, 2022

CAPITAL ANALYSTS

RIA

CRD#: 162200

Getzville, NY

Past

March 25, 2021 - February 1, 2022

LINCOLN INVESTMENT

RIA

CRD#: 519

GETZVILLE, NY

Past

July 7, 2020 - February 1, 2022

LINCOLN INVESTMENT

CRD#: 519

GETZVILLE, NY

Past

December 11, 2018 - June 29, 2020

HSBC SECURITIES (USA) INC.

CRD#: 19585

DEPEW, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(2/3/2025)

IAR

Colorado
(3/7/2025)

Florida
(2/3/2025)

Maryland
(2/3/2025)

New York
(2/3/2025)

IAR

New York
(2/3/2025)

North Carolina
(2/3/2025)

IAR

North Carolina
(2/5/2025)

Ohio
(2/3/2025)

IAR

Ohio
(2/3/2025)

Pennsylvania
(2/3/2025)

IAR

Pennsylvania
(10/22/2025)

South Carolina
(6/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/14/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/11/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/9/2018

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Gimlin

LPL FINANCIAL LLC

IAR

Williamsville, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David Lefebre

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lefebre's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

CAPITAL ANALYSTS

LINCOLN INVESTMENT

LINCOLN INVESTMENT

HSBC SECURITIES (USA) INC.

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/14/2019

Series 7TO

Date: 12/11/2018

SIE

Date: 11/9/2018

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

Similar Advisors