Emma E. Glessner

O'CONNOR ALTERNATIVE INVESTMENTS

NEW YORK, NY 10022

CRD#: 6959591

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Professional summary

Emma Elizabeth Glessner, who also goes by Emma Glessner, is a registered financial advisor currently at O'CONNOR ALTERNATIVE INVESTMENTS, LLC located in New York, New York and CANTOR FITZGERALD & CO. located in New York, New York.

Emma is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Emma has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Emma Glessner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emma Elizabeth Glessner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2026 - Present

O'CONNOR ALTERNATIVE INVESTMENTS, LLC

Office #1: 110 East 59th Street, New York, NY 10022

RIA

CRD#: 336332

NEW YORK, NY

Current

May 26, 2026 - Present

CANTOR FITZGERALD & CO.

Office #1: 110 East 59th Street 5th Floor Dcm, New York, NY 10022

CRD#: 134

NEW YORK, NY

Past

September 11, 2020 - May 26, 2026

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

August 28, 2020 - May 26, 2026

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

O'CONNOR ALTERNATIVE INVESTMENTS, LLC

CANTOR OCS ASSET MANAGEMENT, LLC | O'CONNOR ALTERNATIVE INVESTMENTS, LLC

CRD#: 336332 / SEC#: 801-133741

RIA

Registered Investment Advisory firm - (6/23/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(5/26/2026)

IAR

New Jersey
(5/27/2026)

New York
(5/26/2026)

IAR

New York
(6/1/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/11/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/28/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/27/2020

Securities Industry Essentials Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

O'CONNOR ALTERNATIVE INVESTMENTS, LLC

CANTOR OCS ASSET MANAGEMENT, LLC | O'CONNOR ALTERNATIVE INVESTMENTS, LLC

CRD#: 336332 / SEC#: 801-133741

RIA

Registered Investment Advisory firm - (6/23/2025 Approved)

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Contact information

Main Address

110 East 59th Street, New York, NY 10022

Mailing Address

Phone number

(212) 915-1722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

O'CONNOR ALTERNATIVE INVESTMENTS, LLC ADV PART 2 (8/1/2025)

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 10,267,073,054

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Emma E. Glessner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emma Elizabeth Glessner's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANTOR FITZGERALD & CO.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

O'CONNOR ALTERNATIVE INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/11/2020

Series 7TO

Date: 8/28/2020

SIE

Date: 7/27/2020

Cboe BYX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

NYSE Arca, Inc.

Nasdaq ISE, LLC

Nasdaq Stock Market

Current Firm

O'CONNOR ALTERNATIVE INVESTMENTS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

O'CONNOR ALTERNATIVE INVESTMENTS, LLC

TRUST BUT VERIFY

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