BW
Blayne C. Worman
KESTRA ADVISORY SERVICES
Mt Vernon, IN 47620
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CRD#: 6959278
BW
Professional summary
Blayne Cameron Worman is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Mt Vernon, Indiana and KESTRA INVESTMENT SERVICES, LLC located in Mt Vernon, Indiana.
Blayne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Blayne has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Sales assistant and office manager Start Date: 9/8/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Assisting the rep in paperwork follow ups managing the office. Business Name: Harmony Wealth Group Investment Related: Yes Address: 206 main street Mt. Vernon IN 47620 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Sales Assistant, employee Start Date: 9/8/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Sales assistant, doing account paperwork, follow ups via phone and email. Compliance materials, mailings and assisting the advisor Shawn Worman
CRS (Client Relationship Summary) - RIA
Click below to view Blayne Cameron Worman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 206 Main St., Mt Vernon, IN 47620RIA
CRD#: 283330
Mt Vernon, IN
Current
September 8, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 309 Main Street, Mt Vernon, IN 47620BD
CRD#: 42046
Mt Vernon, IN
Past
November 18, 2019 - September 15, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
MT VERNON, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(8/30/2024)
RR
Florida(1/10/2025)
RR
Illinois(6/29/2021)
IAR
Indiana(3/23/2021)
RR
Indiana(4/6/2021)
RR
Kentucky(10/14/2022)
RR
Maryland(6/20/2025)
RR
Minnesota(1/11/2024)
RR
Texas(9/25/2025)
IAR
Texas(9/26/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/18/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
