Aric A. Butler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aric Andrew Butler, who also goes by Aric Butler, was a registered financial professional .
Aric is a previously registered financial professional and started their career in finance in 2018. Aric had worked at 3 firms and has passed the SIE and Series 57 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2023 - April 17, 2024
BLUEFIN CAPITAL MANAGEMENT, LLC
July 25, 2018 - April 14, 2023
OLD MISSION MARKETS LLC
July 6, 2018 - April 14, 2023
OLD MISSION CAPITAL, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BLUEFIN CAPITAL MANAGEMENT, LLC
CRD#: 113892 / SEC#: , 8-53382
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
