Seth Caleb Shepherd
Professional Summary
Seth Caleb Shepherd, who also goes by Seth C Shepherd, is a registered financial advisor currently at PILLAR WEALTH LLC located in Franklin, Indiana. Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Seth has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Seth C Shepherd
Similar Advisors
GINSBERG FINANCIAL STRATEGIES
THE ENSEMBLE TEAM
PFS INVESTMENTS INC.
CENTAURUS FINANCIAL, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
GINSBERG FINANCIAL STRATEGIES
THE ENSEMBLE TEAM
PFS INVESTMENTS INC.
CENTAURUS FINANCIAL, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
GINSBERG FINANCIAL STRATEGIES
THE ENSEMBLE TEAM
PFS INVESTMENTS INC.
CENTAURUS FINANCIAL, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
GINSBERG FINANCIAL STRATEGIES
THE ENSEMBLE TEAM
PFS INVESTMENTS INC.
CENTAURUS FINANCIAL, INC.
Years of Experience
8 years in the financial services industry
Current & Past Employments
Similar Advisors
GINSBERG FINANCIAL STRATEGIES
THE ENSEMBLE TEAM
PFS INVESTMENTS INC.
CENTAURUS FINANCIAL, INC.
Current Firm
LOXLEY | PILLAR WEALTH LLC | MCCULLOUGH, WYATT, ALLAN | MCCULLOUGH, WYATT
Contact Information
Main Address
197 E. Jefferson St. Suite 2, Franklin, IN 46131Phone Number
(317) 998-3264# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
81AUM (Assets Under Management)
$8,234,746Similar Advisors
GINSBERG FINANCIAL STRATEGIES
THE ENSEMBLE TEAM
PFS INVESTMENTS INC.
CENTAURUS FINANCIAL, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
GINSBERG FINANCIAL STRATEGIES
THE ENSEMBLE TEAM
PFS INVESTMENTS INC.
CENTAURUS FINANCIAL, INC.
State Registrations and Notice Filings
(4/2/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
GINSBERG FINANCIAL STRATEGIES
THE ENSEMBLE TEAM
PFS INVESTMENTS INC.
CENTAURUS FINANCIAL, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Seth Caleb Shepherd's CRS (Customer Relationship Summary).
Similar Advisors
GINSBERG FINANCIAL STRATEGIES
THE ENSEMBLE TEAM
PFS INVESTMENTS INC.
CENTAURUS FINANCIAL, INC.
