Charles Emerson Addis
Professional Summary
Charles Emerson Addis is a registered financial advisor currently at AW SECURITIES located in Houston, Texas. Charles is registered as a RR (Registered Representative) and started their career in finance in 2022. Charles has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
4 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
AW SECURITIES | PATHWAY RETIREMENT NETWORK | HANSON MCCLAIN SECURITIES | HANSON MCCLAIN RETIREMENT NETWORK, LP | HANSON MCCLAIN RETIREMENT NETWORK, LLC | HANSON MCCLAIN RETIREMENT NETWORK, L.P. | HANSON MCCLAIN
Contact Information
Main Address
340 Palladio Pkwy Suite 501, Folsom, CA 95630Mailing Address
340 Palladio Pkwy Suite 501, Folsom, CA 95630Phone Number
(916) 482-2196Established
Delaware since 10/26/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Medium# of Employees
10FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/21/2023)
(10/12/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Charles Emerson Addis's CRS (Customer Relationship Summary).
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