Andrew T. Hornung
Professional summary
Andrew Thomas Hornung, who also goes by Andrew Hornung, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Plano, Texas and VANGUARD MARKETING CORPORATION located in Plano, Texas.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Andrew has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Thomas Hornung's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2023 - Present
VANGUARD ADVISERS, INC.
Office #1: 7900 Windrose Ave, Plano, TX 75024July 21, 2022 - Present
VANGUARD MARKETING CORPORATION
Office #1: 7900 Windrose Avenue, Plano, TX 75024January 24, 2022 - July 13, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/21/2022)
(11/6/2023)
(7/21/2022)
(8/21/2023)
Exams
Series 7TO
Date: 7/21/2022
General Securities Representative ExaminationSeries 6TO
Date: 1/24/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VANGUARD ADVISERS, INC.
CRD#: 106715Plano, TX 75024TRUST BUT VERIFY
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